Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2026-03-16 00:00:00 ET · period of report 2026-03-12 · accession 0001056903-26-000042 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2026-03-16 | 2026-03-05 | AWR | Pillai Sunil | VP ENVIRONMENTAL QUALITY | A - Grant | $0.00 | +423.76 | 2,440 | +21% | $0 |
| 2026-03-16 | 2026-03-05 | AWR | Pillai Sunil | VP ENVIRONMENTAL QUALITY | D - Sale to Iss | $0.00 | -2.58 | 4,803 | -0.1% | $0 | |
| M | 2026-03-16 | 2026-03-05+ | AWR | Pillai Sunil | VP ENVIRONMENTAL QUALITY | A - Grant | $33.75 | +1,409 | 5,581 | +34% | +$47.5K |
| M | 2026-03-16 | 2026-03-13 | AWR | Pillai Sunil | VP ENVIRONMENTAL QUALITY | F - Tax | $74.44 | -418.11 | 5,871 | -7% | -$31.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2026-03-05 | A | A | 423.76 | $0.00 | 2,439.52 | I 401k | — | — | (F1) Updated 401k |
| 2 | Common | Common Shares | 2026-03-05 | D | D | 2.58 | $0.00 | 4,803.24 | D | — | — | (F2) Adjustment due to partial shares |
| 3 | Common | Common Shares | 2026-03-05 | A | A | 8.21 | $75.46 | 4,811.46 | D | — | — | (F3) Der units credited on 03/05/2026 at FMV |
| 4 | Common | Common Shares | 2026-03-13 | F | D | 77.09 | $74.44 | 5,793.68 | D | — | — | (F6) 77.0903 shares withheld to satisfy tax liability |
| 5 | Common | Common Shares | 2026-03-12 | A | A | 630.33 | $74.44 | 6,211.78 | D | — | — | |
| 6 | Common | Common Shares | 2026-03-13 | F | D | 259.57 | $74.44 | 5,952.21 | D | — | — | (F4) 259.5680 shares withheld to satisfy tax liability |
| 7 | Common | Common Shares | 2026-03-13 | F | D | 81.45 | $74.44 | 5,870.77 | D | — | — | (F5) 81.4483 shares withheld to satisfy tax liability |
| 8 | Common | Common Shares | 2026-03-12 | A | A | 770 | $0.00 | 5,581.46 | D | — | — |