Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2026-03-16 00:00:00 ET · period of report 2026-03-12 · accession 0001056903-26-000044 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-16 | 2026-03-05 | AWR | SPROWLS ROBERT J | Pres, CEO | D - Sale to Iss | $0.00 | -2.13 | 202.7K | -0.0% | $0 | |
| M | 2026-03-16 | 2026-03-05+ | AWR | SPROWLS ROBERT J | Pres, CEO | A - Grant | $53.64 | +26.3K | 229.0K | +13% | +$1.41M |
| I | 2026-03-16 | 2026-03-12 | AWR | SPROWLS ROBERT J | Pres, CEO | A - Grant | $0.00 | +16.31 | 531.91 | +3% | $0 |
| M | 2026-03-16 | 2026-03-13 | AWR | SPROWLS ROBERT J | Pres, CEO | F - Tax | $74.44 | -10.4K | 218.5K | -5% | -$776.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2026-03-05 | D | D | 2.13 | $0.00 | 202,718.31 | D 401k | — | — | (F1) Adj for partial share |
| 2 | Common | Common Shares | 2026-03-05 | A | A | 74.30 | $75.46 | 202,792.61 | D | — | — | (F2) Der units credited on 03/05/2026 at FMV |
| 3 | Common | Common Shares | 2026-03-06 | A | A | 1,121.17 | $76.17 | 203,913.78 | D | — | — | (F3) Updated DRIP |
| 4 | Common | Common Shares | 2026-03-12 | A | A | 7,362 | $0.00 | 211,275.78 | D | — | — | |
| 5 | Common | Common Shares | 2026-03-12 | A | A | 16.31 | $0.00 | 531.91 | I | — | — | (F4) Updated 401k |
| 6 | Common | Common Shares | 2026-03-12 | A | A | 17,693.28 | $74.44 | 228,969.05 | D | — | — | |
| 7 | Common | Common Shares | 2026-03-13 | F | D | 9,000.69 | $74.44 | 219,968.37 | D | — | — | (F5) 9,000.6863 shares withheld to satisfy tax liability |
| 8 | Common | Common Shares | 2026-03-13 | F | D | 717.84 | $74.44 | 219,250.53 | D | — | — | (F6) 717.8400 shares withheld to satisfy tax liability |
| 9 | Common | Common Shares | 2026-03-13 | F | D | 710.08 | $74.44 | 218,540.45 | D | — | — | (F7) 710.0818 shares withheld to satisfy tax liability |