Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2026-03-16 00:00:00 ET · period of report 2026-03-12 · accession 0001056903-26-000046 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-16 | 2026-03-05 | AWR | Connor Christopher H | SVP of ASUS | D - Sale to Iss | $0.00 | -3.25 | 3,939 | -0.1% | $0 | |
| M | 2026-03-16 | 2026-03-05+ | AWR | Connor Christopher H | SVP of ASUS | A - Grant | $44.57 | +2,801 | 3,951 | +244% | +$124.8K |
| M | 2026-03-16 | 2026-03-13 | AWR | Connor Christopher H | SVP of ASUS | F - Tax | $74.44 | -635.84 | 6,103 | -9% | -$47.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2026-03-05 | D | D | 3.25 | $0.00 | 3,938.66 | D | — | — | (F1) Adjustment due to partial shares |
| 2 | Common | Common Shares | 2026-03-12 | A | A | 1,124 | $0.00 | 5,074.59 | D | — | — | |
| 3 | Common | Common Shares | 2026-03-12 | A | A | 1,664.70 | $74.44 | 6,739.29 | D | — | — | |
| 4 | Common | Common Shares | 2026-03-13 | F | D | 424.14 | $74.44 | 6,315.15 | D | — | — | (F3) 424.1398 shares withheld to satisfy tax liability |
| 5 | Common | Common Shares | 2026-03-13 | F | D | 108.54 | $74.44 | 6,206.61 | D | — | — | (F4) 108.5382 shares withheld to satisfy tax liability |
| 6 | Common | Common Shares | 2026-03-13 | F | D | 103.16 | $74.44 | 6,103.45 | D | — | — | (F5) 103.1643 shares withheld to satisfy tax liability |
| 7 | Common | Common Shares | 2026-03-05 | A | A | 11.93 | $75.46 | 3,950.59 | D | — | — | (F2) 11.9265 Der units credited on 03/05/2026 at FMV |