Form 4 for MCO Moody's Corporation
Accepted 2023-08-08 00:00:00 ET · period of report 2023-08-07 · accession 0001059556-23-000056 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-08 | 2023-08-07 | MCO | Kaye Mark | EVP, CFO | S - Sale+OE | $340.97 | -15.2K | 4,447 | -77% | -$5.17M |
| DM | 2023-08-08 | 2023-08-07 | MCO | Kaye Mark | EVP, CFO | M - OptEx | $268.78 | +11.3K | 6,188 | New | +$3.04M |
| DM | 2023-08-08 | 2023-08-07 | MCO | Kaye Mark | EVP, CFO | M - OptEx | $0.00 | -11.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-07 | S | D | 1,741 | $341.22 | 4,447 | D | — | — | (F2) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $341.170 - $341.280. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2023-08-07 | M | A | 3,470 | $280.42 | 7,917 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-07 | S | D | 3,470 | $340.88 | 4,447 | D | — | — | (F3) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $340.8701 - $341.060. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2023-08-07 | M | A | 714 | $277.05 | 5,161 | D | — | — | |
| 5 | Common | Common Stock | 2023-08-07 | M | A | 3,857 | $276.84 | 8,304 | D | — | — | |
| 6 | Common | Common Stock | 2023-08-07 | S | D | 3,857 | $340.81 | 4,447 | D | — | — | (F4) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $340.8001 - $340.990. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2023-08-07 | M | A | 1,544 | $325.99 | 5,991 | D | — | — | |
| 8 | Common | Common Stock | 2023-08-07 | S | D | 1,544 | $340.89 | 4,447 | D | — | — | |
| 9 | Common | Common Stock | 2023-08-07 | M | A | 1,741 | $173.58 | 6,188 | D | — | — | |
| 10 | Common | Common Stock | 2023-08-07 | S | D | 3,832 | $341.10 | 4,447 | D | — | — | (F1) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $341.080 - $341.195. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 11 | Common | Common Stock | 2023-08-07 | S | D | 714 | $341.04 | 4,447 | D | — | — | |
| 12 | Derivative | Employee Stock Option (right to buy) | 2023-08-07 | M | D | 3,470 | $0.00 | 0 | D | $280.42 · 2021-02-20 to 2030-02-20 | 3,470 Common Stock | |
| 13 | Derivative | Employee Stock Option (right to buy) | 2023-08-07 | M | D | 1,544 | $0.00 | 0 | D | $325.99 · 2023-02-17 to 2032-02-17 | 1,544 Common Stock | |
| 14 | Derivative | Employee Stock Option (right to buy) | 2023-08-07 | M | D | 3,857 | $0.00 | 0 | D | $276.84 · 2022-02-22 to 2031-02-22 | 3,857 Common Stock | |
| 15 | Derivative | Employee Stock Option (right to buy) | 2023-08-07 | M | D | 714 | $0.00 | 0 | D | $277.05 · 2021-07-01 to 2030-07-01 | 714 Common Stock | |
| 16 | Derivative | Employee Stock Option (right to buy) | 2023-08-07 | M | D | 1,741 | $0.00 | 0 | D | $173.58 · 2020-02-25 to 2029-02-25 | 1,741 Common Stock |