Form 4 for MCO Moody's Corporation
Accepted 2023-08-17 00:00:00 ET · period of report 2023-08-16 · accession 0001059556-23-000060 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-17 | 2023-08-16 | MCO | Fauber Robert | Pres, CEO, Dir | M - OptEx | $89.24 | +1,549 | 65.6K | +2% | +$138.2K |
| DM | 2023-08-17 | 2023-08-16 | MCO | Fauber Robert | Pres, CEO, Dir | S - Sale+OE | $331.23 | -2,549 | 64.8K | -4% | -$844.3K |
| DM | 2023-08-17 | 2023-08-16 | MCO | Fauber Robert | Pres, CEO, Dir | M - OptEx | $0.00 | -1,549 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-16 | M | A | 790 | $80.81 | 65,628 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-16 | S | D | 759 | $331.23 | 64,838 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-16 | M | A | 759 | $98.01 | 65,597 | D | — | — | |
| 4 | Common | Common Stock | 2023-08-16 | S | D | 1,000 | $331.23 | 64,838 | D | — | — | |
| 5 | Common | Common Stock | 2023-08-16 | S | D | 790 | $331.23 | 64,838 | D | — | — | |
| 6 | Derivative | Employee Stock Option (right to buy) | 2023-08-16 | M | D | 790 | $0.00 | 0 | D | $80.81 · 2017-02-12 to 2026-02-12 | 790 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2023-08-16 | M | D | 759 | $0.00 | 0 | D | $98.01 · 2016-02-11 to 2025-02-11 | 759 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |