Form 4 for MCO Moody's Corporation
Accepted 2023-09-11 00:00:00 ET · period of report 2023-09-08 · accession 0001059556-23-000078 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-11 | 2023-09-08 | MCO | FORLENZA VINCENT A | Dir | A - Grant | $341.21 | +9.44 | 6,541 | +0.1% | +$3,221 |
| DM | 2023-09-11 | 2023-09-08 | MCO | FORLENZA VINCENT A | Dir | A - Grant | $120.86 | +2.98 | 480.41 | +0.6% | +$360.16 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-08 | A | A | 9.44 | $341.21 | 6,541.09 | D | — | — | (F1) RSU deferred dividend reinvestment accrual. |
| 2 | Derivative | Dividend Equivalent | 2023-09-08 | A | A | 1.92 | $0.00 | 5.50 | D | — · — to — | 1.92 Common Stock | (F5) Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. |
| 3 | Derivative | Phantom Stock Units (Deferred Compensation) | 2023-09-08 | A | A | 1.06 | $339.77 | 480.41 | D | — · — to — | 1.06 Common Stock | (F2) Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. (F3) The security converts to common stock on a one-for-one basis. (F4) The units are to be settled in cash after the Reporting Person's retirement. |