Form 4 for MCO Moody's Corporation
Accepted 2023-11-09 00:00:00 ET · period of report 2023-11-08 · accession 0001059556-23-000108 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-09 | 2023-11-08 | MCO | West Michael L | Pres, Moody's Investors | M - OptEx | $171.64 | +2,899 | 10.4K | +39% | +$497.6K |
| DM | 2023-11-09 | 2023-11-08 | MCO | West Michael L | Pres, Moody's Investors | S - Sale+OE | $338.38 | -2,754 | 8,396 | -25% | -$931.9K |
| DM | 2023-11-09 | 2023-11-08 | MCO | West Michael L | Pres, Moody's Investors | M - OptEx | $0.00 | -2,899 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-08 | M | A | 145 | $167.50 | 8,396 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-08 | M | A | 782 | $167.50 | 9,178 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-08 | S | D | 1,972 | $338.37 | 8,396 | D | — | — | (F1) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $338.24-$338.39. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2023-11-08 | M | A | 1,972 | $173.58 | 10,368 | D | — | — | |
| 5 | Common | Common Stock | 2023-11-08 | S | D | 782 | $338.41 | 8,396 | D | — | — | |
| 6 | Derivative | Employee Stock Option (right to buy) | 2023-11-08 | M | D | 1,972 | $0.00 | 0 | D | $173.58 · 2020-02-25 to 2029-02-25 | 1,972 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2023-11-08 | M | D | 145 | $0.00 | 0 | D | $167.50 · 2019-02-16 to 2028-02-16 | 145 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2023-11-08 | M | D | 782 | $0.00 | 0 | D | $167.50 · 2019-02-16 to 2028-02-16 | 782 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |