Form 4 for MCO Moody's Corporation
Accepted 2023-11-09 00:00:00 ET · period of report 2023-11-08 · accession 0001059556-23-000111 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-09 | 2023-11-08 | MCO | Steele Richard G | SVP - GC | S - Sale+OE | $337.88 | -873 | 628 | -58% | -$295.0K |
| D | 2023-11-09 | 2023-11-08 | MCO | Steele Richard G | SVP - GC | M - OptEx | $80.81 | +873 | 1,501 | +139% | +$70.5K |
| D | 2023-11-09 | 2023-11-08 | MCO | Steele Richard G | SVP - GC | M - OptEx | $0.00 | -873 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-08 | S | D | 873 | $337.88 | 628 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-08 | M | A | 873 | $80.81 | 1,501 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2023-11-08 | M | D | 873 | $0.00 | 0 | D | $80.81 · 2017-02-12 to 2026-02-12 | 873 Common Stock | (F1) One fourth of options vest each year beginning with the date indicated. |