Form 4 for MCO Moody's Corporation
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001059556-24-000059 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-03-05 | 2024-03-04 | MCO | Steele Richard G | SVP - GC | S - Sale | $382.34 | -304.14 | 1,615 | -16% | -$116.3K | |
| 2024-03-05 | 2024-03-01 | MCO | Steele Richard G | SVP - GC | A - Grant | $380.58 | +1,203 | 2,423 | +99% | +$457.8K | |
| 2024-03-05 | 2024-03-01 | MCO | Steele Richard G | SVP - GC | F - Tax | $380.58 | -503.84 | 1,919 | -21% | -$191.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-04 | S | D | 304.14 | $382.34 | 1,615.02 | D | — | — | (F3) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $382.260 - $382.3434. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F4) In addition to the reported transactions, "Amount of Securities Beneficially Owned" reflects the transfer of 575.02 shares from direct ownership to the trust. |
| 2 | Common | Common Stock | 2024-03-01 | A | A | 1,203 | $380.58 | 2,423 | D | — | — | (F1) Receipt of shares acquired upon settlement of 2021-2023 Performance Shares. |
| 3 | Common | Common Stock | 2024-03-01 | F | D | 503.84 | $380.58 | 1,919.16 | D | — | — | (F2) Disposition of shares to satisfy tax withholding obligation. |