Form 4 for MCO Moody's Corporation
Accepted 2024-03-18 00:00:00 ET · period of report 2024-03-15 · accession 0001059556-24-000065 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-18 | 2024-03-15 | MCO | FORLENZA VINCENT A | Dir | A - Grant | $382.31 | +16.42 | 7,354 | +0.2% | +$6,278 |
| DM | 2024-03-18 | 2024-03-15 | MCO | FORLENZA VINCENT A | Dir | A - Grant | $382.89 | +3.30 | 3.75 | +733% | +$1,264 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-15 | A | A | 16.42 | $382.31 | 7,353.79 | D | — | — | (F1) RSU deferred dividend reinvestment accrual. |
| 2 | Derivative | Phantom Stock Units (Deferred Compensation) | 2024-03-15 | A | A | 1.04 | $384.16 | 481.45 | D | — · — to — | 1.04 Common Stock | (F2) Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. (F3) The security converts to common stock on a one-for-one basis. (F4) The units are to be settled in cash after the Reporting Person's retirement. |
| 3 | Derivative | Dividend Equivalent | 2024-03-15 | A | A | 2.26 | $382.31 | 3.75 | D | — · — to — | 2.26 Common Stock | (F5) Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards. |