Form 4 for MCO Moody's Corporation
Accepted 2024-07-30 00:00:00 ET · period of report 2024-07-29 · accession 0001059556-24-000132 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-07-30 | 2024-07-29 | MCO | Tulenko Stephen T | Pres, Moody's Analytics | M - OptEx | $278.62 | +5,978 | 12.8K | +87% | +$1.67M |
| D | 2024-07-30 | 2024-07-29 | MCO | Tulenko Stephen T | Pres, Moody's Analytics | S - Sale+OE | $450.25 | -5,978 | 9,862 | -38% | -$2.69M |
| DM | 2024-07-30 | 2024-07-29 | MCO | Tulenko Stephen T | Pres, Moody's Analytics | M - OptEx | $278.62 | -5,978 | 1,002 | -86% | -$1.67M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-29 | M | A | 3,004 | $276.84 | 15,840.06 | D | — | — | |
| 2 | Common | Common Stock | 2024-07-29 | M | A | 2,974 | $280.42 | 12,836.06 | D | — | — | |
| 3 | Common | Common Stock | 2024-07-29 | S | D | 5,978 | $450.25 | 9,862.06 | D | — | — | (F1) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $450.21 - $450.40. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2024-07-29 | M | D | 2,974 | $280.42 | 0 | D | $280.42 · 2021-02-20 to 2030-02-20 | 2,974 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2024-07-29 | M | D | 3,004 | $276.84 | 1,002 | D | $276.84 · 2022-02-22 to 2031-02-22 | 3,004 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |