Form 4 for MCO Moody's Corporation
Accepted 2024-09-10 00:00:00 ET · period of report 2024-09-06 · accession 0001059556-24-000151 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-10 | 2024-09-06 | MCO | FORLENZA VINCENT A | Dir | A - Grant | $480.40 | +8.99 | 7,375 | +0.1% | +$4,319 |
| DM | 2024-09-10 | 2024-09-06 | MCO | FORLENZA VINCENT A | Dir | A - Grant | $179.61 | +2.25 | 481.58 | +0.5% | +$404.12 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-06 | A | A | 8.99 | $480.40 | 7,375.43 | D | — | — | (F1) RSU deferred dividend reinvestment accrual. |
| 2 | Derivative | Dividend Equivalent | 2024-09-06 | A | A | 1.40 | $0.00 | 4.81 | D | — · — to — | 1.40 Common Stock | (F5) Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards. |
| 3 | Derivative | Phantom Stock Units (Deferred Compensation) | 2024-09-06 | A | A | 0.85 | $475.44 | 481.58 | D | — · — to — | 0.85 Common Stock | (F2) Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. (F3) The security converts to common stock on a one-for-one basis. (F4) The units are to be settled in cash after the Reporting Person's retirement. |