Form 4 for MCO Moody's Corporation
Accepted 2024-10-29 00:00:00 ET · period of report 2024-10-28 · accession 0001059556-24-000186 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-10-29 | 2024-10-28 | MCO | Sullivan Caroline | SVP, Corp Ctrl | S - Sale+OE | $462.40 | -1,681 | 1,415 | -54% | -$777.3K |
| DM | 2024-10-29 | 2024-10-28 | MCO | Sullivan Caroline | SVP, Corp Ctrl | M - OptEx | $279.00 | +1,681 | 2,082 | +419% | +$469.0K |
| DM | 2024-10-29 | 2024-10-28 | MCO | Sullivan Caroline | SVP, Corp Ctrl | M - OptEx | $0.00 | -1,681 | 223 | -88% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-28 | S | D | 667 | $462.36 | 1,415.11 | D | — | — | |
| 2 | Common | Common Stock | 2024-10-28 | M | A | 1,014 | $280.42 | 2,429.11 | D | — | — | |
| 3 | Common | Common Stock | 2024-10-28 | M | A | 667 | $276.84 | 2,082.11 | D | — | — | |
| 4 | Common | Common Stock | 2024-10-28 | S | D | 1,014 | $462.42 | 1,415.11 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2024-10-28 | M | D | 1,014 | $0.00 | 0 | D | $280.42 · 2021-02-20 to 2030-02-20 | 1,014 Common Stock | (F1) One fourth of options vest each year beginning with the date indicated. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2024-10-28 | M | D | 667 | $0.00 | 223 | D | $276.84 · 2022-02-22 to 2031-02-22 | 667 Common Stock | (F1) One fourth of options vest each year beginning with the date indicated. |