Form 4 for MCO Moody's Corporation
Accepted 2024-11-12 00:00:00 ET · period of report 2024-11-08 · accession 0001059556-24-000190 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-12 | 2024-11-08 | MCO | West Michael L | Pres, Moody's Investors | S - Sale+OE | $475.53 | -10.9K | 17.8K | -38% | -$5.18M |
| DM | 2024-11-12 | 2024-11-08 | MCO | West Michael L | Pres, Moody's Investors | M - OptEx | $290.56 | +10.3K | 15.6K | +195% | +$2.99M |
| DM | 2024-11-12 | 2024-11-08 | MCO | West Michael L | Pres, Moody's Investors | M - OptEx | $0.00 | -10.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-08 | S | D | 600 | $474.44 | 8,607.40 | D | — | — | |
| 2 | Common | Common Stock | 2024-11-08 | M | A | 3,965 | $280.42 | 12,572.40 | D | — | — | |
| 3 | Common | Common Stock | 2024-11-08 | M | A | 1,188 | $295.33 | 18,903.40 | D | — | — | |
| 4 | Common | Common Stock | 2024-11-08 | S | D | 9,178 | $475.65 | 8,607.40 | D | — | — | (F1) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $475.63-$476.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2024-11-08 | M | A | 2,139 | $325.99 | 17,715.40 | D | — | — | |
| 6 | Common | Common Stock | 2024-11-08 | M | A | 3,004 | $276.84 | 15,576.40 | D | — | — | |
| 7 | Common | Common Stock | 2024-11-08 | S | D | 1,118 | $475.10 | 17,785.40 | D | — | — | |
| 8 | Derivative | Employee Stock Option (right to buy) | 2024-11-08 | M | D | 1,188 | $0.00 | 3,565 | D | $295.33 · 2024-02-21 to 2033-02-21 | 1,188 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2024-11-08 | M | D | 2,139 | $0.00 | 2,139 | D | $325.99 · 2023-02-17 to 2032-02-17 | 2,139 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2024-11-08 | M | D | 3,004 | $0.00 | 1,002 | D | $276.84 · 2022-02-22 to 2031-02-22 | 3,004 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |
| 11 | Derivative | Employee Stock Option (right to buy) | 2024-11-08 | M | D | 3,965 | $0.00 | 0 | D | $280.42 · 2021-02-20 to 2030-02-20 | 3,965 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |