Form 4 for MCO Moody's Corporation
Accepted 2025-03-18 00:00:00 ET · period of report 2025-03-17 · accession 0001059556-25-000099 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-18 | 2025-03-17 | MCO | Fauber Robert | Pres, CEO, Dir | M - OptEx | $97.72 | +281 | 63.3K | +0.4% | +$27.5K |
| DM | 2025-03-18 | 2025-03-17 | MCO | Fauber Robert | Pres, CEO, Dir | S - Sale+OE | $444.43 | -415 | 63.0K | -0.7% | -$184.4K |
| DM | 2025-03-18 | 2025-03-17 | MCO | Fauber Robert | Pres, CEO, Dir | M - OptEx | $0.00 | -281 | 1,877 | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-17 | M | A | 91 | $113.34 | 63,372.98 | D | — | — | (F1) Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. |
| 2 | Common | Common Stock | 2025-03-17 | S | D | 281 | $444.43 | 63,091.98 | D | — | — | (F1) Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. |
| 3 | Common | Common Stock | 2025-03-17 | M | A | 56 | $80.81 | 63,147.98 | D | — | — | (F1) Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. |
| 4 | Common | Common Stock | 2025-03-17 | S | D | 134 | $444.43 | 62,957.98 | D | — | — | (F2) Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. |
| 5 | Common | Common Stock | 2025-03-17 | M | A | 134 | $94.18 | 63,281.98 | D | — | — | (F1) Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2025-03-17 | M | D | 56 | $0.00 | 782 | D | $80.81 · 2017-02-12 to 2026-02-12 | 56 Common Stock | (F3) One fourth of the options vest each year beginning with the date indicated. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2025-03-17 | M | D | 91 | $0.00 | 7,791 | D | $113.34 · 2018-02-23 to 2027-02-23 | 91 Common Stock | (F3) One fourth of the options vest each year beginning with the date indicated. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2025-03-17 | M | D | 134 | $0.00 | 1,877 | D | $94.18 · 2017-07-01 to 2026-07-01 | 134 Common Stock | (F3) One fourth of the options vest each year beginning with the date indicated. |