Form 4 for CRI CARTERS INC
Accepted 2021-08-05 00:00:00 ET · period of report 2021-08-04 · accession 0001060822-21-000038 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-05 | 2021-08-04 | CRI | Smith Peter Royer | EVP Supply Chain | S - Sale+OE | $103.38 | -15.2K | 27.6K | -35% | -$1.57M |
| DM | 2021-08-05 | 2021-08-04 | CRI | Smith Peter Royer | EVP Supply Chain | M - OptEx | $85.48 | +15.2K | 34.6K | +78% | +$1.30M |
| DM | 2021-08-05 | 2021-08-04 | CRI | Smith Peter Royer | EVP Supply Chain | M - OptEx | $0.00 | -15.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-04 | S | D | 15,200 | $103.38 | 27,642.33 | D | — | — | (F2) This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $103.34 to $103.39, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. (F1) Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. |
| 2 | Common | Common Stock | 2021-08-04 | M | A | 8,200 | $86.88 | 42,842.33 | D | — | — | (F1) Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. |
| 3 | Common | Common Stock | 2021-08-04 | M | A | 7,000 | $83.84 | 34,642.33 | D | — | — | (F1) Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. |
| 4 | Derivative | Employee Stock Option (Right to Purchase) | 2021-08-04 | M | D | 8,200 | $0.00 | 0 | D | $86.88 · — to 2025-11-11 | 8,200 Common Stock | (F4) The option vested in four equal installments on November 11, 2016, 2017, 2018 and 2019. |
| 5 | Derivative | Employee Stock Option (Right to Purchase) | 2021-08-04 | M | D | 7,000 | $0.00 | 0 | D | $83.84 · — to 2027-02-14 | 7,000 Common Stock | (F3) The option vested in four equal installments on February 14, 2018, 2019, 2020 and 2021. |