Form 4 for CRI CARTERS INC
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-16 · accession 0001060822-21-000064 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-17 | 2021-11-16 | CRI | Westenberger Richard F. | EVP, CFO | M - OptEx | $59.27 | +6,000 | 85.7K | +8% | +$355.6K |
| D | 2021-11-17 | 2021-11-16 | CRI | Westenberger Richard F. | EVP, CFO | S - Sale+OE | $110.36 | -6,000 | 79.7K | -7% | -$662.2K |
| D | 2021-11-17 | 2021-11-16 | CRI | Westenberger Richard F. | EVP, CFO | M - OptEx | $0.00 | -6,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-16 | M | A | 6,000 | $59.27 | 85,714 | D | — | — | (F1) Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. |
| 2 | Common | Common Stock | 2021-11-16 | S | D | 6,000 | $110.36 | 79,714 | D | — | — | (F2) This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $110.31 to $110.66 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. (F1) Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. |
| 3 | Derivative | Employee Stock Option (Right to Purchase) | 2021-11-16 | M | D | 6,000 | $0.00 | 0 | D | $59.27 · — to 2023-02-20 | 6,000 Common Stock | (F3) The option vested in four equal installments on February 20, 2014, 2015, 2016, and 2017. |