Form 4 for CRI CARTERS INC
Accepted 2022-11-21 00:00:00 ET · period of report 2022-11-18 · accession 0001060822-22-000189 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-21 | 2022-11-18 | CRI | CASEY MICHAEL DENNIS | COB, CEO, Dir | M - OptEx | $59.27 | +12.1K | 456.7K | +3% | +$718.1K |
| DM | 2022-11-21 | 2022-11-18 | CRI | CASEY MICHAEL DENNIS | COB, CEO, Dir | S - Sale+OE | $75.00 | -41.8K | 414.9K | -9% | -$3.13M |
| D | 2022-11-21 | 2022-11-18 | CRI | CASEY MICHAEL DENNIS | COB, CEO, Dir | M - OptEx | $0.00 | -12.1K | 37.9K | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-18 | M | A | 12,115 | $59.27 | 456,654 | D | — | — | (F1) The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. (F2) Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. |
| 2 | Common | Common Stock | 2022-11-18 | S | D | 12,115 | $75.01 | 444,539 | D | — | — | (F1) The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. (F3) This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $75.00 to $75.24 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. (F2) Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. |
| 3 | Common | Common Stock | 2022-11-18 | S | D | 29,683 | $75.00 | 414,856 | D | — | — | (F4) The price reported reflects a single price point for all the 29,683 shares sold. (F1) The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. (F2) Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. |
| 4 | Derivative | Employee Stock Option (Right to Purchase) | 2022-11-18 | M | D | 12,115 | $0.00 | 37,885 | D | $59.27 · — to 2023-02-20 | 12,115 Common Stock | (F5) The option vested in four equal installments on February 20, 2014, 2015, 2016, and 2017. |