Form 4 for CRI CARTERS INC
Accepted 2022-11-23 00:00:00 ET · period of report 2022-11-22 · accession 0001060822-22-000194 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-23 | 2022-11-22 | CRI | CASEY MICHAEL DENNIS | COB, CEO, Dir | S - Sale+OE | $75.05 | -17.3K | 396.2K | -4% | -$1.30M |
| D | 2022-11-23 | 2022-11-22 | CRI | CASEY MICHAEL DENNIS | COB, CEO, Dir | M - OptEx | $59.27 | +17.3K | 413.5K | +4% | +$1.02M |
| D | 2022-11-23 | 2022-11-22 | CRI | CASEY MICHAEL DENNIS | COB, CEO, Dir | M - OptEx | $0.00 | -17.3K | 12.5K | -58% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-22 | S | D | 17,287 | $75.05 | 396,187 | D | — | — | (F3) This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $75.00 to $75.36 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. (F1) The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. (F2) Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. |
| 2 | Common | Common Stock | 2022-11-22 | M | A | 17,287 | $59.27 | 413,474 | D | — | — | (F1) The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. (F2) Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. |
| 3 | Derivative | Employee Stock Option (Right to Purchase) | 2022-11-22 | M | D | 17,287 | $0.00 | 12,500 | D | $59.27 · — to 2023-02-20 | 17,287 Common Stock | (F4) The option vested in four equal installments on February 20, 2014, 2015, 2016, and 2017. |