Form 4 for CRI CARTERS INC
Accepted 2022-12-14 00:00:00 ET · period of report 2022-12-13 · accession 0001060822-22-000204 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-14 | 2022-12-13 | CRI | CASEY MICHAEL DENNIS | COB, CEO, Dir | M - OptEx | $59.27 | +9,355 | 405.5K | +2% | +$554.5K |
| DM | 2022-12-14 | 2022-12-13 | CRI | CASEY MICHAEL DENNIS | COB, CEO, Dir | S - Sale+OE | $75.01 | -25.4K | 380.2K | -6% | -$1.90M |
| D | 2022-12-14 | 2022-12-13 | CRI | CASEY MICHAEL DENNIS | COB, CEO, Dir | M - OptEx | $0.00 | -9,355 | 3,145 | -75% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-13 | M | A | 9,355 | $59.27 | 405,542 | D | — | — | (F1) The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. (F2) Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. |
| 2 | Common | Common Stock | 2022-12-13 | S | D | 9,355 | $75.03 | 396,187 | D | — | — | (F3) This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $75.00 to $75.28, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. (F1) The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. (F2) Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. |
| 3 | Common | Common Stock | 2022-12-13 | S | D | 16,025 | $75.00 | 380,162 | D | — | — | (F4) The price reported reflects a single price point for all the 16,025 shares sold. (F1) The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. (F2) Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. |
| 4 | Derivative | Employee Stock Option (Right to Purchase) | 2022-12-13 | M | D | 9,355 | $0.00 | 3,145 | D | $59.27 · — to 2023-02-20 | 9,355 Common Stock | (F5) The option vested in four equal installments on February 20, 2014, 2015, 2016, and 2017. |