Form 4 for ZBH Zimmer Biomet
Accepted 2021-07-02 00:00:00 ET · period of report 2021-07-01 · accession 0001062993-21-006235 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-02 | 2021-07-01 | ZBH | Upadhyay Suketu | EVP, CFO | M - OptEx | $0.00 | +3,655 | 6,416 | +132% | $0 |
| D | 2021-07-02 | 2021-07-01 | ZBH | Upadhyay Suketu | EVP, CFO | F - Tax | $161.94 | -1,112 | 5,304 | -17% | -$180.1K |
| D | 2021-07-02 | 2021-07-01 | ZBH | Upadhyay Suketu | EVP, CFO | M - OptEx | $0.00 | -3,655 | 7,310 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-01 | M | A | 3,655 | $0.00 | 6,416 | D | — | — | (F1) Includes shares acquired under Zimmer Biomet Holdings, Inc. (the "Company") Employee Stock Purchase Plan between July 9, 2020 and January 9, 2021. |
| 2 | Common | Common Stock | 2021-07-01 | F | D | 1,112 | $161.94 | 5,304 | D | — | — | (F2) Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). |
| 3 | Derivative | Restricted Stock Units | 2021-07-01 | M | D | 3,655 | $0.00 | 7,310 | D | $0.00 · — to — | 3,655 Common Stock | (F3) Each RSU represents a contingent right to receive one share of Company common stock. (F4) The RSUs vest as follows: 3,655 vested on each of July 1, 2020 and July 1, 2021; and of the remaining 7,310 RSUs, 3,655 are scheduled to vest on each of July 1, 2022 and July 1, 2023. |