Form 4 for THG HANOVER INSURANCE GROUP, INC.
Accepted 2021-08-10 00:00:00 ET · period of report 2021-08-06 · accession 0001062993-21-007276 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-10 | 2021-08-06+ | THG | Roche John C | Pres, CEO, Dir | S - Sale+OE | $136.89 | -11.7K | 61.4K | -16% | -$1.60M |
| DM | 2021-08-10 | 2021-08-06+ | THG | Roche John C | Pres, CEO, Dir | M - OptEx | $34.66 | +11.7K | 68.1K | +21% | +$405.0K |
| DM | 2021-08-10 | 2021-08-06+ | THG | Roche John C | Pres, CEO, Dir | M - OptEx | $0.00 | -11.7K | 5,000 | -70% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-09 | S | D | 5,000 | $138.00 | 61,431.97 | D | — | — | (F2) Does not include 7,652 shares held indirectly by the Reporting Person's spouse. |
| 2 | Common | Common Stock | 2021-08-09 | M | A | 5,000 | $34.66 | 66,431.97 | D | — | — | (F2) Does not include 7,652 shares held indirectly by the Reporting Person's spouse. |
| 3 | Common | Common Stock | 2021-08-06 | S | D | 6,684 | $136.06 | 61,431.97 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold at multiple prices ranging from $136.00 to $136.58. The Reporting Person undertakes to provide The Hanover Insurance Group, Inc. ("THG"), any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F2) Does not include 7,652 shares held indirectly by the Reporting Person's spouse. |
| 4 | Common | Common Stock | 2021-08-06 | M | A | 6,684 | $34.66 | 68,115.97 | D | — | — | (F2) Does not include 7,652 shares held indirectly by the Reporting Person's spouse. |
| 5 | Derivative | Common Stock Option (right to buy) | 2021-08-09 | M | D | 5,000 | $0.00 | 0 | D | $34.66 · — to 2022-01-20 | 5,000 Common Stock | (F4) The option, representing the right to purchase a total of 16,684 shares, vested 1/2 on each of 1/20/15 and 1/20/16. (F1) Represents options held by Mr. Roche since January 20, 2012 that were scheduled to expire on January 20, 2022. |
| 6 | Derivative | Common Stock Option (right to buy) | 2021-08-06 | M | D | 6,684 | $0.00 | 5,000 | D | $34.66 · — to 2022-01-20 | 6,684 Common Stock | (F4) The option, representing the right to purchase a total of 16,684 shares, vested 1/2 on each of 1/20/15 and 1/20/16. (F1) Represents options held by Mr. Roche since January 20, 2012 that were scheduled to expire on January 20, 2022. |