Form 4 for MSFT Microsoft
Accepted 2021-09-01 00:00:00 ET · period of report 2021-08-30 · accession 0001062993-21-008133 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-09-01 | 2021-08-31 | MSFT | Nadella Satya | CEO, Dir | A - Grant | $0.00 | +208.2K | 1.84M | +13% | $0 | |
| M | 2021-09-01 | 2021-09-01 | MSFT | Nadella Satya | CEO, Dir | S - Sale | $303.29 | -75.6K | 1.67M | -4% | -$22.92M |
| M | 2021-09-01 | 2021-08-30+ | MSFT | Nadella Satya | CEO, Dir | F - Tax | $303.42 | -100.1K | 1.74M | -5% | -$30.38M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-31 | A | A | 208,250 | $0.00 | 1,840,600 | D | — | — | (F1) Represents full vesting of shares earned under a performance stock award granted in September 2018 under the Microsoft Corporation Executive Incentive Plan for the 3-year performance period that ended on June 30, 2021. |
| 2 | Common | Common Stock | 2021-09-01 | S | D | 3,800 | $304.74 | 1,669,375 | D | — | — | (F2) This transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on September 9, 2020. (F6) This transaction was executed in multiple trades at prices ranging from $304.56 to $305.18. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. |
| 3 | Common | Common Stock | 2021-09-01 | S | D | 9,877 | $301.94 | 1,735,071 | D | — | — | (F2) This transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on September 9, 2020. (F3) This transaction was executed in multiple trades at prices ranging from $301.52 to $302.51. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. |
| 4 | Common | Common Stock | 2021-09-01 | S | D | 37,181 | $303.02 | 1,697,890 | D | — | — | (F2) This transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on September 9, 2020. (F4) This transaction was executed in multiple trades at prices ranging from $302.52 to $303.51. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. |
| 5 | Common | Common Stock | 2021-09-01 | S | D | 24,715 | $304.00 | 1,673,175 | D | — | — | (F2) This transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on September 9, 2020. (F5) This transaction was executed in multiple trades at prices ranging from $303.53 to $304.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. |
| 6 | Common | Common Stock | 2021-08-30 | F | D | 4,462 | $299.72 | 1,632,350 | D | — | — | |
| 7 | Common | Common Stock | 2021-08-31 | F | D | 95,652 | $303.59 | 1,744,948 | D | — | — |