Form 4 for BIO BIO-RAD LABORATORIES, INC.
Accepted 2021-09-09 00:00:00 ET · period of report 2021-09-07 · accession 0001062993-21-008418 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-09 | 2021-09-07 | BIO | SCHWARTZ NORMAN D | COB, Pres, CEO, Dir, 10% | F - Tax | $806.32 | -22.1K | 299.8K | -7% | -$17.86M |
| DM | 2021-09-09 | 2021-09-07 | BIO | SCHWARTZ NORMAN D | COB, Pres, CEO, Dir, 10% | M - OptEx | $92.56 | +40.0K | 336.8K | +13% | +$3.70M |
| DM | 2021-09-09 | 2021-09-07 | BIO | SCHWARTZ NORMAN D | COB, Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -40.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Bio-Rad B Common Stock | 2021-09-07 | F | D | 20,660 | $806.32 | 316,126 | D | — | — | |
| 2 | Common | Bio-Rad B Common Stock | 2021-09-07 | M | A | 3,000 | $0.00 | 301,274 | D | — | — | (F1) Shares of Class B common stock acquired on the vesting of restricted stock units. |
| 3 | Common | Bio-Rad B Common Stock | 2021-09-07 | F | D | 1,488 | $806.32 | 299,786 | D | — | — | |
| 4 | Common | Bio-Rad B Common Stock | 2021-09-07 | M | A | 37,000 | $100.06 | 336,786 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2021-09-07 | M | D | 3,000 | $0.00 | 0 | D | $0.00 · — to — | 3,000 Bio-Rad B Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class B common stock. (F5) On September 7, 2016, the reporting person was granted 15,000 restricted stock units, vesting in five equal annual installments beginning on the first anniversary of the grant date. |
| 6 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-09-07 | M | D | 37,000 | $0.00 | 0 | D | $100.06 · — to 2021-11-04 | 37,000 Bio-Rad B Common Stock | (F6) The option, representing a right to purchase a total of 37,000 shares, became exercisable in five equal annual installments beginning on November 4, 2012, which was the first anniversary of the date on which the option was granted. |