Form 4 for XYZ Block, Inc.
Accepted 2021-09-15 00:00:00 ET · period of report 2021-07-13 · accession 0001062993-21-008643 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-09-15 | 2021-07-13 | XYZ | BOTHA ROELOF | Dir | A - Grant | — | +13.8K | 1,750 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-13 | A | A | 171 | — | 171 | I Sequoia Capital U.S. Venture Partners Fund XV, L.P. | — | — | (F1) Represents shares of Class A Common Stock of the Issuer received on July 13, 2021 as transaction consideration pursuant to the Agreement and Plan of Merger, dated June 9, 2021, between the Issuer, Speramus, Inc. and the other parties thereto. (F2) SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P. and Sequoia Capital U.S. Venture XV Principals Fund, L.P., or collectively, the SC USV XV Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the SC USV XV Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| 2 | Common | Class A Common Stock | 2021-07-13 | A | A | 479 | — | 479 | I Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. | — | — | (F1) Represents shares of Class A Common Stock of the Issuer received on July 13, 2021 as transaction consideration pursuant to the Agreement and Plan of Merger, dated June 9, 2021, between the Issuer, Speramus, Inc. and the other parties thereto. (F2) SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P. and Sequoia Capital U.S. Venture XV Principals Fund, L.P., or collectively, the SC USV XV Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the SC USV XV Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| 3 | Common | Class A Common Stock | 2021-07-13 | A | A | 11,388 | — | 11,388 | I Sequoia Capital U.S. Venture Fund XV, L.P. | — | — | (F1) Represents shares of Class A Common Stock of the Issuer received on July 13, 2021 as transaction consideration pursuant to the Agreement and Plan of Merger, dated June 9, 2021, between the Issuer, Speramus, Inc. and the other parties thereto. (F2) SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P. and Sequoia Capital U.S. Venture XV Principals Fund, L.P., or collectively, the SC USV XV Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the SC USV XV Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| 4 | Common | Class A Common Stock | 2021-07-13 | A | A | 1,750 | — | 1,750 | I Sequoia Capital U.S. Venture XV Principals Fund, L.P. | — | — | (F1) Represents shares of Class A Common Stock of the Issuer received on July 13, 2021 as transaction consideration pursuant to the Agreement and Plan of Merger, dated June 9, 2021, between the Issuer, Speramus, Inc. and the other parties thereto. (F2) SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P. and Sequoia Capital U.S. Venture XV Principals Fund, L.P., or collectively, the SC USV XV Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the SC USV XV Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |