Form 4/A for LIDR AEye, Inc.

Accepted 2021-09-24 00:00:00 ET · period of report 2021-08-16 · accession 0001062993-21-008918 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MA	2021-09-24	2021-08-16	LIDR	Dussan Luis	CTO, Chief Prdct Strategist, Dir	A - Grant	$37.17	+18.34M	18.34M	New	+$681.56M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-08-16	A	A	18,316,664	$37.21	18,316,664	D	—	—	(F1) Received in exchange for 4,922,775 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080
2	Common	Common Stock	2021-08-16	A	A	18,604	$0.00	18,335,268	D	—	—	(F2) Received in exchange for 3,000 Restricted Stock Units of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These RSUs are partially vested and will fully vest on February 16, 2022.