Form 4/A for LIDR AEye, Inc.

Accepted 2021-09-24 00:00:00 ET · period of report 2021-08-16 · accession 0001062993-21-008919 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DA	2021-09-24	2021-08-16	LIDR	Brown Robert Anthony	CFO, Treas, Chf Accntg Off	A - Grant	$0.00	+9,302	9,302	New	$0
DA	2021-09-24	2021-08-16	LIDR	Brown Robert Anthony	CFO, Treas, Chf Accntg Off	A - Grant	$0.00	+3.26M	3.26M	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-08-16	A	A	9,302	$0.00	9,302	D	—	—	(F1) Received in exchange for 2,500 Restricted Stock Units of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These Restricted Stock Units vest monthly over 12 months beginning on February 16, 2021 until February 16, 2022.
2	Derivative	Stock Option (Right to Buy)	2021-08-16	A	A	3,262,744	$0.00	3,262,744	D	$0.63 · 2021-08-16 to 2030-11-16	3,262,744 Common Stock	(F2) Received in exchange for stock options to acquire 876,893 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on November 16, 2024.