Form 4/A for LIDR AEye, Inc.
Accepted 2021-09-24 00:00:00 ET · period of report 2021-08-16 · accession 0001062993-21-008920 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2021-09-24 | 2021-08-16 | LIDR | LACORTE BLAIR | CEO, Dir | A - Grant | $36.92 | +1.42M | 1.42M | New | +$52.30M |
| DMA | 2021-09-24 | 2021-08-16 | LIDR | LACORTE BLAIR | CEO, Dir | A - Grant | $0.00 | +6.78M | 20.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-16 | A | A | 1,405,484 | $37.21 | 1,405,484 | D | — | — | (F1) Received in exchange for 377,737 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080 |
| 2 | Common | Common Stock | 2021-08-16 | A | A | 11,162 | $0.00 | 1,416,646 | D | — | — | (F2) Received in exchange for 3,000 Restricted Stock Units of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These RSUs are partially vested and will fully vest on February 16, 2022. |
| 3 | Derivative | Stock Option (Right to Buy) | 2021-08-16 | A | A | 30,362 | $0.00 | 30,362 | D | $0.17 · 2021-08-16 to 2028-09-17 | 30,362 Common Stock | (F5) Received in exchange for stock options to acquire 8,160 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 18, 2022. |
| 4 | Derivative | Stock Option (Right to Buy) | 2021-08-16 | A | A | 108,525 | $0.00 | 108,525 | D | $0.62 · 2021-08-16 to 2029-02-27 | 108,525 Common Stock | (F6) Received in exchange for stock options to acquire 29,167 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on January 1, 2023. |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-08-16 | A | A | 19,382 | $0.00 | 19,382 | D | $0.17 · 2021-08-16 to 2028-05-07 | 19,382 Common Stock | (F4) Received in exchange for stock options to acquire 5,209 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-08-16 | A | A | 77,519 | $0.00 | 77,519 | D | $0.16 · 2021-08-16 to 2027-05-31 | 77,519 Common Stock | (F3) Received in exchange for stock options to acquire 20,834 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested. |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-08-16 | A | A | 6,497,789 | $0.00 | 6,497,789 | D | $0.63 · 2021-08-16 to 2030-09-30 | 6,497,789 Common Stock | (F9) Received in exchange for stock options to acquire 1,746,342 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on December 10, 2023. |
| 8 | Derivative | Stock Option (Right to Buy) | 2021-08-16 | A | A | 30,481 | $0.00 | 30,481 | D | $0.63 · 2021-08-16 to 2030-04-09 | 30,481 Common Stock | (F8) Received in exchange for stock options to acquire 8,192 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested. |
| 9 | Derivative | Stock Option (Right to Buy) | 2021-08-16 | A | A | 20,930 | $0.00 | 20,930 | D | $0.62 · 2021-08-16 to 2029-07-01 | 20,930 Common Stock | (F7) Received in exchange for stock options to acquire 5,625 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on March 18, 2023. |