Form 4 for ZBH Zimmer Biomet
Accepted 2021-10-04 00:00:00 ET · period of report 2021-10-01 · accession 0001062993-21-009219 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-04 | 2021-10-01 | ZBH | Nichol Carrie Ann | VP, CAO, Ctrl | M - OptEx | $0.00 | +164 | 390 | +73% | $0 |
| D | 2021-10-04 | 2021-10-01 | ZBH | Nichol Carrie Ann | VP, CAO, Ctrl | F - Tax | $148.57 | -52 | 338 | -13% | -$7,726 |
| D | 2021-10-04 | 2021-10-01 | ZBH | Nichol Carrie Ann | VP, CAO, Ctrl | M - OptEx | $0.00 | -164 | 327 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-01 | M | A | 164 | $0.00 | 390 | D | — | — | (F1) Includes 114 shares acquired under the Zimmer Biomet Holdings, Inc. (the "Company") Employee Stock Purchase Plan between December 31, 2020 and June 30, 2021. |
| 2 | Common | Common Stock | 2021-10-01 | F | D | 52 | $148.57 | 338 | D | — | — | (F2) Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). |
| 3 | Derivative | Restricted Stock Units | 2021-10-01 | M | D | 164 | $0.00 | 327 | D | — · — to — | 164 Common Stock | (F3) Each RSU represents a contingent right to receive one share of the Company's common stock. (F4) 164 RSUs vested on each of October 1, 2020 and October 1, 2021. Half of the remaining 327 RSUs vest on each of October 1, 2022 and October 1, 2023. |