Form 4 for HUM Humana
Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-05 · accession 0001062993-21-010469 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-09 | 2021-11-05 | HUM | BROUSSARD BRUCE D | Pres, CEO, Dir | M - OptEx | $294.24 | +41.3K | 106.3K | +64% | +$12.15M |
| DM | 2021-11-09 | 2021-11-05 | HUM | BROUSSARD BRUCE D | Pres, CEO, Dir | S - Sale+OE | $454.70 | -50.0K | 65.0K | -43% | -$22.74M |
| DM | 2021-11-09 | 2021-11-05 | HUM | BROUSSARD BRUCE D | Pres, CEO, Dir | M - OptEx | $0.00 | -41.3K | 13.5K | -75% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2021-11-05 | M | A | 14,346 | $268.47 | 79,361 | D | — | — | |
| 2 | Common | Humana Common | 2021-11-05 | S | D | 8,721 | $457.40 | 56,294 | D | — | — | (F10) Reported price is weighted average sales price. |
| 3 | Common | Humana Common | 2021-11-05 | S | D | 41,285 | $454.13 | 65,015 | D | — | — | (F10) Reported price is weighted average sales price. |
| 4 | Common | Humana Common | 2021-11-05 | M | A | 26,939 | $307.97 | 106,300 | D | — | — | |
| 5 | Derivative | Options | 2021-11-05 | M | D | 14,346 | $0.00 | 372 | D | $268.47 · — to 2025-02-19 | 14,718 Humana Common | (F1) Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments. |
| 6 | Derivative | Options | 2021-11-05 | M | D | 26,939 | $0.00 | 13,470 | D | $307.97 · — to 2026-02-25 | 40,409 Humana Common | (F2) Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three annual increments. |