Form 4 for OSK OSHKOSH CORP
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001062993-21-011068 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-17 | 2021-11-16 | OSK | Johnson James W. | EVP, Pres, Fire, Emerg | F - Tax | $115.07 | -703 | 40.8K | -2% | -$80.9K |
| D | 2021-11-17 | 2021-11-16 | OSK | Johnson James W. | EVP, Pres, Fire, Emerg | M - OptEx | — | +1,496 | 41.5K | +4% | — |
| D | 2021-11-17 | 2021-11-15 | OSK | Johnson James W. | EVP, Pres, Fire, Emerg | A - Grant | $0.00 | +1,525 | 1,525 | New | $0 |
| D | 2021-11-17 | 2021-11-16 | OSK | Johnson James W. | EVP, Pres, Fire, Emerg | M - OptEx | $0.00 | -1,496 | 2,992 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-16 | F | D | 703 | $115.07 | 40,806.81 | D | — | — | (F2) Amount includes a total of 797.82 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through November 17, 2021. Between May 8, 2021 and November 17, 2021, the reporting person acquired 15.30 shares under the Oshkosh Corporation Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2021-11-16 | M | A | 1,495.61 | — | 41,494.51 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. |
| 3 | Derivative | Restricted Stock Units | 2021-11-15 | A | A | 1,525 | $0.00 | 1,525 | D | — · — to — | 1,525 Common Stock | (F3) Restricted Stock Unit Award granted pursuant to the Company's Stock Plan. (F4) Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022. |
| 4 | Derivative | Restricted Stock Units | 2021-11-16 | M | D | 1,495.61 | $0.00 | 2,992.23 | D | — · 2021-11-16 to — | 1,495.61 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. (F5) Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021. |