Form 4 for MORN Morningstar, Inc.
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-16 · accession 0001062993-21-011133 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-18 | 2021-11-16 | MORN | DUBINSKY JASON | CFO | F - Tax | $316.52 | -684 | 20.6K | -3% | -$216.5K |
| D | 2021-11-18 | 2021-11-16 | MORN | DUBINSKY JASON | CFO | M - OptEx | $0.00 | +1,029 | 20.7K | +5% | $0 |
| D | 2021-11-18 | 2021-11-16 | MORN | DUBINSKY JASON | CFO | A - Grant | $0.00 | +514 | 21.2K | +2% | $0 |
| D | 2021-11-18 | 2021-11-16 | MORN | DUBINSKY JASON | CFO | M - OptEx | — | -1,029 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-16 | F | D | 684 | $316.52 | 20,555 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-16 | M | A | 1,029 | $0.00 | 20,725 | D | — | — | (F1) Represents common stock earned from the vesting of a market stock unit grant on November 15, 2018. |
| 3 | Common | Common Stock | 2021-11-16 | A | A | 514 | $0.00 | 21,239 | D | — | — | (F2) Represents additional common stock earned from achievement of cumulative total shareholder return for the three year perfomance period ending November 14, 2021 in excess of target under the terms of a market stock unit grant on November 15, 2018. |
| 4 | Derivative | Market Stock Units | 2021-11-16 | M | D | 1,029 | — | 0 | D | — · — to 2021-11-16 | 1,029 Common Stock | (F1) Represents common stock earned from the vesting of a market stock unit grant on November 15, 2018. |