Form 4 for OTIS Otis Worldwide
Accepted 2021-12-02 00:00:00 ET · period of report 2021-11-30 · accession 0001062993-21-012010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-02 | 2021-11-30 | OTIS | Cramer James F. | Pres, Otis Americas | F - Tax | $80.40 | -87 | 3,756 | -2% | -$6,995 |
| D | 2021-12-02 | 2021-11-30 | OTIS | Cramer James F. | Pres, Otis Americas | M - OptEx | $80.40 | +87 | 3,843 | +2% | +$6,995 |
| D | 2021-12-02 | 2021-11-30 | OTIS | Cramer James F. | Pres, Otis Americas | M - OptEx | $0.00 | -87 | 2,070 | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-30 | F | D | 87 | $80.40 | 3,756 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-30 | M | A | 87 | $80.40 | 3,843 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-11-30 | M | D | 87 | $0.00 | 2,070 | D | $0.00 · — to — | 87 Common Stock | (F2) The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. (F1) Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. |