Form 4 for OSK OSHKOSH CORP
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-01 · accession 0001062993-21-012099 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-03 | 2021-12-01 | OSK | Hawkins Thomas P | SVP, Government Relations | M - OptEx | $111.12 | +6.74 | 4,281 | +0.2% | +$748.95 |
| DM | 2021-12-03 | 2021-12-01 | OSK | Hawkins Thomas P | SVP, Government Relations | F - Tax | $111.12 | -5 | 4,280 | -0.1% | -$555.60 |
| DM | 2021-12-03 | 2021-12-01 | OSK | Hawkins Thomas P | SVP, Government Relations | M - OptEx | $0.00 | -6.74 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-01 | M | A | 2.49 | $111.12 | 4,282.25 | D | — | — | (F3) Dividend paid on Restricted Stock Units vested and distributed on November 16, 2021 which fell between dividend record date and dividend payment date |
| 2 | Common | Common Stock | 2021-12-01 | F | D | 1 | $111.12 | 4,279.76 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-01 | M | A | 1.79 | $111.12 | 4,280.76 | D | — | — | (F2) Dividend paid on Restricted Stock Units vested and distributed on November 18, 2021 which fell between dividend record date and dividend payment date |
| 4 | Common | Common Stock | 2021-12-01 | F | D | 2 | $111.12 | 4,278.97 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-01 | M | A | 2.46 | $111.12 | 4,280.97 | D | — | — | (F1) Dividend paid on Restricted Stock Units vested and distributed on November 19, 2021 which fell between dividend record date and dividend payment date |
| 6 | Common | Common Stock | 2021-12-01 | F | D | 2 | $111.12 | 4,280.25 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2021-12-01 | M | D | 1.79 | $0.00 | 539.96 | D | — · — to — | 1.79 Common Stock | (F4) Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. (F6) Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. |
| 8 | Derivative | Restricted Stock Units | 2021-12-01 | M | D | 2.49 | $0.00 | 1,501.60 | D | — · — to — | 2.49 Common Stock | (F4) Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. (F7) Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021. |
| 9 | Derivative | Restricted Stock Units | 2021-12-01 | M | D | 2.46 | $0.00 | 0 | D | — · — to — | 2.46 Common Stock | (F4) Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. (F5) Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. |