Form 4 for BBW BUILD-A-BEAR WORKSHOP INC
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-02 · accession 0001062993-21-012134 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-03 | 2021-12-02 | BBW | CAO, Gen. Counsel, Sec | S - Sale+OE | $22.00 | -32.6K | 242.3K | -12% | -$717.9K | |
| D | 2021-12-03 | 2021-12-02 | BBW | CAO, Gen. Counsel, Sec | M - OptEx | $8.60 | +25.5K | 274.9K | +10% | +$219.7K | |
| D | 2021-12-03 | 2021-12-02 | BBW | CAO, Gen. Counsel, Sec | M - OptEx | $0.00 | -25.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-02 | S | D | 25,541 | $22.00 | 249,355 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.02, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 2 | Common | Common Stock | 2021-12-02 | M | A | 25,541 | $8.60 | 274,896 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-02 | S | D | 7,091 | $22.00 | 242,264 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.02, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. (F4) After giving effect to the transactions reported in this Form 4, Mr. Fencl directly owns 185,920 shares of common stock and 56,344 of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Fencl holds vested options to purchase 29,217 shares of Build-A-Bear Workshop, Inc.'s common stock. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-02 | M | D | 25,541 | $0.00 | 0 | D | $8.60 · 2020-03-15 to 2023-03-15 | 25,541 Common Stock | (F5) The options vested on March 15, 2020. |