Form 4 for WRB W. R. Berkley Corporation
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-01 · accession 0001062993-21-012210 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-03 | 2021-12-01 | WRB | SHAPIRO MARK L | Dir | M - OptEx | — | +5,768 | 5,768 | New | — |
| D | 2021-12-03 | 2021-12-01 | WRB | SHAPIRO MARK L | Dir | D - Sale to Iss | $77.73 | -5,768 | 0 | -100% | -$448.3K |
| D | 2021-12-03 | 2021-12-01 | WRB | SHAPIRO MARK L | Dir | M - OptEx | — | -5,768 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-01 | M | A | 5,768 | — | 5,768 | D | — | — | (F1) Each share of phantom stock was deemed invested in one share of W. R. Berkley Corporation (the "Company") common stock pursuant to the terms of the Company's Deferred Compensation Plan for Directors (the "Plan"). In connection with the amendment and restatement of the Plan and the transfer of its administration, the reporting person's shares of phantom stock were settled for cash as of December 1, 2021. |
| 2 | Common | Common Stock | 2021-12-01 | D | D | 5,768 | $77.73 | 0 | D | — | — | |
| 3 | Derivative | Phantom Stock | 2021-12-01 | M | D | 5,768 | — | 0 | D | — · 2021-12-01 to 2021-12-01 | 5,768 Common Stock | (F1) Each share of phantom stock was deemed invested in one share of W. R. Berkley Corporation (the "Company") common stock pursuant to the terms of the Company's Deferred Compensation Plan for Directors (the "Plan"). In connection with the amendment and restatement of the Plan and the transfer of its administration, the reporting person's shares of phantom stock were settled for cash as of December 1, 2021. |