Form 4 for DG Dollar General
Accepted 2021-12-07 00:00:00 ET · period of report 2021-12-03 · accession 0001062993-21-012326 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-07 | 2021-12-03 | DG | VASOS TODD J | CEO, Dir | S - Sale+OE | $220.97 | -337.5K | 531.4K | -39% | -$74.57M |
| DM | 2021-12-07 | 2021-12-03 | DG | VASOS TODD J | CEO, Dir | M - OptEx | $93.75 | +337.5K | 295.8K | New | +$31.64M |
| DM | 2021-12-07 | 2021-12-03 | DG | VASOS TODD J | CEO, Dir | M - OptEx | $0.00 | -337.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-03 | S | D | 46,319 | $217.44 | 485,060 | D | — | — | (F2) The reported price is a weighted average price. The shares were sold in multiple transactions ranging from $217.03 to $218.02, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 2 | Common | Common Stock | 2021-12-03 | S | D | 3,377 | $218.22 | 481,683 | D | — | — | (F3) The reported price is a weighted average price. The shares were sold in multiple transactions ranging from $218.03 to $218.85, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 3 | Common | Common Stock | 2021-12-03 | S | D | 13,477 | $219.72 | 468,206 | D | — | — | (F4) The reported price is a weighted average price. The shares were sold in multiple transactions ranging from $219.065 to $220.055, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 4 | Common | Common Stock | 2021-12-03 | S | D | 38,682 | $220.61 | 429,524 | D | — | — | (F5) The reported price is a weighted average price. The shares were sold in multiple transactions ranging from $220.07 to $221.06, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 5 | Common | Common Stock | 2021-12-03 | S | D | 102,828 | $221.70 | 326,696 | D | — | — | (F6) The reported price is a weighted average price. The shares were sold in multiple transactions ranging from $221.10 to $222.0993, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 6 | Common | Common Stock | 2021-12-03 | S | D | 85,389 | $222.43 | 241,307 | D | — | — | (F7) The reported price is a weighted average price. The shares were sold in multiple transactions ranging from $222.10 to $223.09, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 7 | Common | Common Stock | 2021-12-03 | S | D | 31,229 | $223.40 | 210,078 | D | — | — | (F8) The reported price is a weighted average price. The shares were sold in multiple transactions ranging from $223.10 to $223.98, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 8 | Common | Common Stock | 2021-12-03 | S | D | 16,155 | $216.45 | 531,379 | D | — | — | (F1) The reported price is a weighted average price. The shares were sold in multiple transactions ranging from $216.03 to $217.01, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 9 | Common | Common Stock | 2021-12-03 | M | A | 64,200 | $117.13 | 547,534 | D | — | — | |
| 10 | Common | Common Stock | 2021-12-03 | M | A | 117,898 | $92.98 | 483,334 | D | — | — | |
| 11 | Common | Common Stock | 2021-12-03 | M | A | 69,599 | $84.67 | 365,436 | D | — | — | |
| 12 | Common | Common Stock | 2021-12-03 | M | A | 85,759 | $84.67 | 295,837 | D | — | — | |
| 13 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-03 | M | D | 117,898 | $0.00 | 39,299 | D | $92.98 · — to 2028-03-21 | 117,898 Common Stock | (F12) Represents 39,299 options that are scheduled to vest on April 1, 2022. (F11) The option vested as to 39,300 shares on April 1, 2019 and as to 39,299 shares on each of April 1, 2020 and April 1, 2021. |
| 14 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-03 | M | D | 69,599 | $0.00 | 0 | D | $84.67 · — to 2026-03-16 | 69,599 Common Stock | (F10) The option vested as to 9,801 shares on April 1, 2018 and as to 29,899 shares on each of April 1, 2019 and April 1, 2020. |
| 15 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-03 | M | D | 64,200 | $0.00 | 64,198 | D | $117.13 · — to 2029-03-20 | 64,200 Common Stock | (F14) Represents 32,099 options that are scheduled to vest on each of April 1, 2022 and April 1, 2023. (F13) The option vested as to 32,101 shares on April 1, 2020 and as to 32,099 shares on April 1, 2021. |
| 16 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-03 | M | D | 85,759 | $0.00 | 0 | D | $84.67 · — to 2026-03-16 | 85,759 Common Stock | (F9) The option vested as to 28,587 shares on March 16, 2019 and as to 28,586 shares on each of March 16, 2020 and March 16, 2021. |