Form 4 for DG Dollar General
Accepted 2021-12-07 00:00:00 ET · period of report 2021-12-03 · accession 0001062993-21-012327 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-07 | 2021-12-03 | DG | Garratt John W | CFO | S - Sale+OE | $223.31 | -29.4K | 24.8K | -54% | -$6.57M |
| DM | 2021-12-07 | 2021-12-03 | DG | Garratt John W | CFO | M - OptEx | $114.32 | +29.4K | 37.4K | +366% | +$3.36M |
| DM | 2021-12-07 | 2021-12-03 | DG | Garratt John W | CFO | M - OptEx | $0.00 | -29.4K | 17.8K | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-03 | S | D | 23,112 | $223.20 | 31,107 | D | — | — | (F1) The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $222.58 to $223.575, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 2 | Common | Common Stock | 2021-12-03 | M | A | 5,944 | $154.53 | 54,219 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-03 | M | A | 10,835 | $117.13 | 48,275 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-03 | M | A | 12,633 | $92.98 | 37,440 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-03 | S | D | 6,300 | $223.70 | 24,807 | D | — | — | (F2) The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $223.59 to $223.98, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-03 | M | D | 10,835 | $0.00 | 10,832 | D | $117.13 · — to 2029-03-20 | 10,835 Common Stock | (F6) The number of securities reported in the second row of Column 9 represents 5,416 options that are scheduled to vest on each of April 1, 2022 and April 1, 2023. (F5) The option vested as to 5,419 shares on April 1, 2020 and as to 5,416 shares on April 1, 2021. |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-03 | M | D | 12,633 | $0.00 | 6,877 | D | $92.98 · — to 2028-03-21 | 12,633 Common Stock | (F4) The number of securities reported in the first row of Column 9 represents 6,877 options that are scheduled to vest on April 1, 2022. (F3) The option vested as to 5,756 shares on April 1, 2020 and as to 6,877 shares on April 1, 2021. |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-03 | M | D | 5,944 | $0.00 | 17,829 | D | $154.53 · 2021-04-01 to 2030-03-17 | 5,944 Common Stock | (F7) The number of securities reported in the third row of Column 9 represents 5,943 options that are scheduled to vest on each of April 1, 2022, April 1, 2023, and April 1, 2024. |