Form 4 for BBAI BigBear.ai Holdings, Inc.
Accepted 2021-12-08 00:00:00 ET · period of report 2021-02-11 · accession 0001062993-21-012477 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-12-08 | 2021-02-11 | BBAI | Katz Avi S | Executive COB, Dir, 10% | P - Purchase | — | +850.0K | 9.80M | +9% | — |
| DI | 2021-12-08 | 2021-12-06 | BBAI | Katz Avi S | Executive COB, Dir, 10% | J - Other | — | -250.0K | 9.55M | -3% | — |
| DI | 2021-12-08 | 2021-02-11 | BBAI | Katz Avi S | Executive COB, Dir, 10% | P - Purchase | — | +283.3K | 283.3K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-02-11 | P | A | 850,000 | — | 9,802,000 | I By GigAcquisitions4, LLC | — | — | (F2) Each unit consists of one share of the Company's common stock, $0.0001 par value ("Common Stock"), and one-third (1/3) of one warrant. Each whole warrant (a "Private Warrant") is exercisable for one share of Common Stock at a price of $11.50 per full share. (F1) The Common Stock is held directly by GigAcquisitions4, LLC (the "Sponsor"). The shares held by the Sponsor are beneficially owned by Dr. Katz, GigCapital4, Inc.'s Executive Chairman of the Board of Directors. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor. |
| 2 | Common | Common Stock | 2021-12-06 | J | D | 250,000 | — | 9,552,000 | I By GigAcquisitions4, LLC | — | — | (F2) Each unit consists of one share of the Company's common stock, $0.0001 par value ("Common Stock"), and one-third (1/3) of one warrant. Each whole warrant (a "Private Warrant") is exercisable for one share of Common Stock at a price of $11.50 per full share. (F1) The Common Stock is held directly by GigAcquisitions4, LLC (the "Sponsor"). The shares held by the Sponsor are beneficially owned by Dr. Katz, GigCapital4, Inc.'s Executive Chairman of the Board of Directors. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor. |
| 3 | Derivative | Private Warrants | 2021-02-11 | P | A | 283,333 | — | 283,333 | I By GigAcquisitions4, LLC | — · — to — | 283,333 Common Stock | (F2) Each unit consists of one share of the Company's common stock, $0.0001 par value ("Common Stock"), and one-third (1/3) of one warrant. Each whole warrant (a "Private Warrant") is exercisable for one share of Common Stock at a price of $11.50 per full share. (F1) The Common Stock is held directly by GigAcquisitions4, LLC (the "Sponsor"). The shares held by the Sponsor are beneficially owned by Dr. Katz, GigCapital4, Inc.'s Executive Chairman of the Board of Directors. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor. (F4) The Private Warrants included in the units will become exercisable on the later of 30 days after the completion of the Company's initial business combination or 12 months from the completion of the Company's initial public offering. (F5) The Private Warrants included in the units will expire on the fifth anniversary of the Company's completion of its initial business combination. |