Form 4 for BBW BUILD-A-BEAR WORKSHOP INC
Accepted 2021-12-09 00:00:00 ET · period of report 2021-12-07 · accession 0001062993-21-012526 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-09 | 2021-12-07 | BBW | Kretchmar Jennifer | See Remarks | M - OptEx | $10.53 | +65.7K | 195.9K | +50% | +$691.5K |
| DM | 2021-12-09 | 2021-12-07 | BBW | Kretchmar Jennifer | See Remarks | S - Sale+OE | $21.81 | -65.7K | 189.9K | -26% | -$1.43M |
| DM | 2021-12-09 | 2021-12-07 | BBW | Kretchmar Jennifer | See Remarks | M - OptEx | $0.00 | -65.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-07 | M | A | 3,972 | $11.43 | 166,491 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-07 | M | A | 22,314 | $13.69 | 188,805 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-07 | S | D | 27,379 | $22.07 | 162,519 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.17, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. (F3) After giving effect to the transactions reported in this Form 4, Ms. Kretchmar directly owns 99,430 shares of common stock and 63,089 of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Kretchmar holds vested options to purchase 5,826 shares of Build-A-Bear Workshop, Inc.'s common stock. |
| 4 | Common | Common Stock | 2021-12-07 | M | A | 32,278 | $8.60 | 228,205 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-07 | S | D | 38,307 | $21.62 | 189,898 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.99, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 6 | Common | Common Stock | 2021-12-07 | M | A | 7,122 | $8.85 | 195,927 | D | — | — | |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-07 | M | D | 3,972 | $0.00 | 0 | D | $11.43 · 2017-08-12 to 2024-08-12 | 3,972 Common Stock | (F4) The options vested one-third on each of August 12, 2015, 2016 and 2017. |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-07 | M | D | 32,278 | $0.00 | 0 | D | $8.60 · 2020-03-15 to 2023-03-15 | 32,278 Common Stock | (F7) The options vested on March 15, 2020. |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-07 | M | D | 7,122 | $0.00 | 0 | D | $8.85 · 2020-03-31 to 2027-03-14 | 7,122 Common Stock | (F6) The options vested one-third on each of March 31, 2018, 2019 and 2020. |
| 10 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-07 | M | D | 22,314 | $0.00 | 0 | D | $13.69 · 2019-03-15 to 2026-03-07 | 22,314 Common Stock | (F5) The options vested one-third on each of March 15, 2017, 2018 and 2019. |