InsiderTrades

Form 4 for HPE Hewlett Packard Enterprise

Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0001062993-21-012817 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2021-12-13 2021-12-09+ HPE SCHULTZ JOHN F EVP, COLO F - Tax $15.28 -113.3K 121.4K -48% -$1.73M
DM 2021-12-13 2021-12-10 HPE SCHULTZ JOHN F EVP, COLO M - OptEx $15.21 +142.5K 122.8K New +$2.17M
DM 2021-12-13 2021-12-09 HPE SCHULTZ JOHN F EVP, COLO A - Grant $15.38 +113.7K 101.2K New +$1.75M
DM 2021-12-13 2021-12-10 HPE SCHULTZ JOHN F EVP, COLO M - OptEx — -133.5K 123.0K -52% —
DM 2021-12-13 2021-07-07+ HPE SCHULTZ JOHN F EVP, COLO A - Grant — +164.6K 162.5K New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-12-10 F D 890 $15.21 155,828.88 D — —
2 Common Common Stock 2021-12-10 F D 26,178 $15.21 154,696.88 D — —
3 Common Common Stock 2021-12-10 M A 2,022 $15.21 156,718.88 D — —
4 Common Common Stock 2021-12-10 M A 59,474 $15.21 180,874.88 D — —
5 Common Common Stock 2021-12-09 A A 66,002 $15.38 78,989.88 D — — (F2) As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. (F1) The total beneficial ownership includes 509.2293 shares at $15.2190 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/21 with respect to shares held under the ESPP, and 556.8300 shares at $14.6500 per share acquired under the ESPP on 10/31/21 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 5.0840 shares at $14.5584 per share received on 07/07/21 through dividends paid in shares, and 5.0960 shares at $14.6419 per share received on 10/06/21 through dividends paid in shares.
6 Common Common Stock 2021-12-09 F D 25,445 $15.38 53,544.88 D — —
7 Common Common Stock 2021-12-09 A A 47,682 $15.38 101,226.88 D — — (F3) On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
8 Common Common Stock 2021-12-09 F D 22,530 $15.38 78,696.88 D — —
9 Common Common Stock 2021-12-10 M A 37,177 $15.21 115,873.88 D — —
10 Common Common Stock 2021-12-10 F D 17,742 $15.21 98,131.88 D — —
11 Common Common Stock 2021-12-10 M A 4,073 $15.21 102,204.88 D — —
12 Common Common Stock 2021-12-10 F D 1,944 $15.21 100,260.88 D — —
13 Common Common Stock 2021-12-10 M A 36,827 $15.21 137,087.88 D — —
14 Common Common Stock 2021-12-10 F D 17,234 $15.21 119,853.88 D — —
15 Common Common Stock 2021-12-10 M A 2,908 $15.21 122,761.88 D — —
16 Common Common Stock 2021-12-10 F D 1,361 $15.21 121,400.88 D — —
17 Derivative Restricted Stock Units 2021-12-10 M D 37,177 — 0 D — · — to — 37,177 Common Stock (F5) As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 308.9501 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 303.2794 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 4,073 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6545 due to fractional rounding of the dividend. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
18 Derivative Restricted Stock Units 2021-07-07 A A 2,077.98 — 138,056.71 D — · — to — 2,077.98 Common Stock (F6) As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,048.6122 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,029.3651 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
19 Derivative Restricted Stock Units 2021-12-10 M D 36,827 — 39,734 D — · — to — 36,827 Common Stock (F7) As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 36,827 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 612.0831 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 600.8484 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,908 vested RSU dividend equivalent rights and a de minimus adjustment of 0.0963 due to fractional rounding of the dividend. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
20 Derivative Restricted Stock Units 2021-12-10 M D 59,474 — 122,992 D — · — to — 59,474 Common Stock (F8) As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,482.7479 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,455.5323 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,022 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8113 due to fractional rounding of the dividend. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
21 Derivative Restricted Stock Units 2021-12-09 A A 162,549 — 162,549 D — · — to — 162,549 Common Stock (F9) On 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.