InsiderTrades

Form 4 for HPE Hewlett Packard Enterprise

Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0001062993-21-012818 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2021-12-13 2021-12-10 HPE Neri Antonio F Pres, CEO M - OptEx $15.21 +428.6K 834.8K +106% +$6.52M
DM 2021-12-13 2021-12-09+ HPE Neri Antonio F Pres, CEO F - Tax $15.29 -342.7K 724.7K -32% -$5.24M
DM 2021-12-13 2021-12-09 HPE Neri Antonio F Pres, CEO A - Grant $15.38 +352.6K 600.2K +142% +$5.42M
DM 2021-12-13 2021-12-10 HPE Neri Antonio F Pres, CEO M - OptEx — -401.1K 0 -100% —
D 2021-12-13 2021-12-09 HPE Neri Antonio F Pres, CEO A - Grant — +422.6K 422.6K New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-12-10 M A 171,892 $15.21 896,615 D — —
2 Common Common Stock 2021-12-10 F D 2,299 $15.21 832,518 D — —
3 Common Common Stock 2021-12-10 M A 8,931 $15.21 728,682 D — —
4 Common Common Stock 2021-12-10 F D 50,140 $15.21 719,751 D — —
5 Common Common Stock 2021-12-09 A A 146,449 $15.38 652,674 D — — (F2) On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
6 Common Common Stock 2021-12-09 F D 93,938 $15.38 506,225 D — —
7 Common Common Stock 2021-12-09 A A 206,123 $15.38 600,163 D — — (F1) As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
8 Common Common Stock 2021-12-10 M A 113,110 $15.21 769,891 D — —
9 Common Common Stock 2021-12-10 F D 5,861 $15.21 656,781 D — —
10 Common Common Stock 2021-12-10 M A 12,720 $15.21 662,642 D — —
11 Common Common Stock 2021-12-10 F D 53,495 $15.21 649,922 D — —
12 Common Common Stock 2021-12-10 M A 116,106 $15.21 703,417 D — —
13 Common Common Stock 2021-12-09 F D 65,363 $15.38 587,311 D — —
14 Common Common Stock 2021-12-10 M A 5,842 $15.21 834,817 D — —
15 Common Common Stock 2021-12-10 F D 67,640 $15.21 828,975 D — —
16 Common Common Stock 2021-12-10 F D 3,959 $15.21 724,723 D — —
17 Derivative Restricted Stock Units 2021-12-10 M D 171,892 — 355,467 D — · — to — 171,892 Common Stock (F6) As previously reported, on 12/10/20 the reporting person was granted 515,677 RSUs, 171,892 of which vested on 12/10/21, 171,892 of which will vest on 12/10/22, and 171,893 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 5,842 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3094 due to fractional rounding of the dividend. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
18 Derivative Restricted Stock Units 2021-12-10 M D 113,110 — 122,040 D — · — to — 113,110 Common Stock (F5) As previously reported, on 12/10/19 the reporting person was granted 339,331 RSUs, 113,110 of which vested on 12/10/20, 113,110 of which vested on 12/10/21, and 113,111 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 8,931 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5778 due to fractional rounding of the dividend. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
19 Derivative Restricted Stock Units 2021-12-10 M D 116,106 — 0 D — · — to — 116,106 Common Stock (F4) As previously reported, on 12/10/18 the reporting person was granted 348,318 Restricted Stock Units ("RSUs"), 116,106 of which vested on each of 12/10/19 and 12/10/20, and 116,106 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 12,720 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4960 due to fractional rounding of the dividend. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
20 Derivative Restricted Stock Units 2021-12-09 A A 422,627 — 422,627 D — · — to — 422,627 Common Stock (F7) On 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which will vest on 12/09/22, and 140,876 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.