InsiderTrades

Form 4 for HPE Hewlett Packard Enterprise

Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0001062993-21-012819 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2021-12-13 2021-12-09 HPE MAY ALAN RICHARD EVP, CHRO A - Grant $15.38 +91.6K 264.4K +53% +$1.41M
DM 2021-12-13 2021-12-09+ HPE MAY ALAN RICHARD EVP, CHRO F - Tax $15.29 -89.8K 246.2K -27% -$1.37M
DM 2021-12-13 2021-12-10 HPE MAY ALAN RICHARD EVP, CHRO M - OptEx $15.21 +112.4K 274.8K +69% +$1.71M
D 2021-12-13 2021-12-09 HPE MAY ALAN RICHARD EVP, CHRO A - Grant — +105.7K 105.7K New —
DM 2021-12-13 2021-12-10 HPE MAY ALAN RICHARD EVP, CHRO M - OptEx — -105.2K 0 -100% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-12-09 A A 50,771 $15.38 247,088 D — — (F1) As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
2 Common Common Stock 2021-12-09 F D 23,529 $15.38 223,559 D — —
3 Common Common Stock 2021-12-10 F D 603 $15.21 310,500 D — —
4 Common Common Stock 2021-12-10 M A 1,532 $15.21 311,103 D — —
5 Common Common Stock 2021-12-10 F D 17,722 $15.21 309,571 D — —
6 Common Common Stock 2021-12-10 M A 45,035 $15.21 327,293 D — —
7 Common Common Stock 2021-12-10 F D 1,106 $15.21 282,258 D — —
8 Common Common Stock 2021-12-10 M A 2,493 $15.21 283,364 D — —
9 Common Common Stock 2021-12-10 F D 13,993 $15.21 280,871 D — —
10 Common Common Stock 2021-12-10 M A 31,566 $15.21 294,864 D — —
11 Common Common Stock 2021-12-10 F D 1,444 $15.21 263,298 D — —
12 Common Common Stock 2021-12-10 M A 3,133 $15.21 264,742 D — —
13 Common Common Stock 2021-12-10 F D 13,177 $15.21 261,609 D — —
14 Common Common Stock 2021-12-10 M A 28,598 $15.21 274,786 D — —
15 Common Common Stock 2021-12-09 F D 18,242 $15.38 246,188 D — —
16 Common Common Stock 2021-12-09 A A 40,871 $15.38 264,430 D — — (F2) On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
17 Derivative Restricted Stock Units 2021-12-09 A A 105,657 — 105,657 D — · — to — 105,657 Common Stock (F7) On 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
18 Derivative Restricted Stock Units 2021-12-10 M D 45,035 — 93,132 D — · — to — 45,035 Common Stock (F6) As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,122.77290 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,102.16450 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 1,532 vested RSU dividend equivalent rights and a de minimus adjustment of 0.80570 due to fractional rounding of the dividend. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
19 Derivative Restricted Stock Units 2021-12-10 M D 31,566 — 34,057 D — · — to — 31,566 Common Stock (F5) As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 524.6427 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 515.01290 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,493 vested RSU dividend equivalent rights and a de minimus adjustment of 0.65390 due to fractional rounding of the dividend. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
20 Derivative Restricted Stock Units 2021-12-10 M D 28,598 — 0 D — · — to — 28,598 Common Stock (F4) As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 237.6565 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 233.2944 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 3,133 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1852 due to fractional rounding of the dividend. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.