InsiderTrades

Form 4 for HPE Hewlett Packard Enterprise

Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0001062993-21-012820 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2021-12-13 2021-12-09+ HPE Rothman Irv Pres, CEO Financial Services F - Tax $15.28 -29.9K 54.7K -35% -$456.0K
DM 2021-12-13 2021-12-10 HPE Rothman Irv Pres, CEO Financial Services M - OptEx $15.21 +38.1K 55.6K +219% +$580.0K
DM 2021-12-13 2021-12-09 HPE Rothman Irv Pres, CEO Financial Services A - Grant $15.38 +30.2K 56.6K +114% +$464.8K
DM 2021-12-13 2021-12-10 HPE Rothman Irv Pres, CEO Financial Services M - OptEx — -35.8K 34.1K -51% —
D 2021-12-13 2021-12-09 HPE Rothman Irv Pres, CEO Financial Services A - Grant — +56.9K 56.9K New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-12-10 F D 448 $15.21 55,128 D — —
2 Common Common Stock 2021-12-10 M A 11,061 $15.21 66,189 D — —
3 Common Common Stock 2021-12-10 F D 5,188 $15.21 61,001 D — —
4 Common Common Stock 2021-12-10 M A 897 $15.21 61,898 D — —
5 Common Common Stock 2021-12-10 F D 442 $15.21 61,456 D — —
6 Common Common Stock 2021-12-10 M A 16,501 $15.21 77,957 D — —
7 Common Common Stock 2021-12-10 F D 8,127 $15.21 69,830 D — —
8 Common Common Stock 2021-12-10 M A 562 $15.21 70,392 D — —
9 Common Common Stock 2021-12-10 F D 277 $15.21 70,115 D — —
10 Common Common Stock 2021-12-09 A A 15,232 $15.38 46,852 D — — (F1) As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
11 Common Common Stock 2021-12-09 F D 5,218 $15.38 41,634 D — —
12 Common Common Stock 2021-12-09 A A 14,986 $15.38 56,620 D — — (F2) On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
13 Common Common Stock 2021-12-09 F D 6,307 $15.38 50,313 D — —
14 Common Common Stock 2021-12-10 M A 8,200 $15.21 58,513 D — —
15 Common Common Stock 2021-12-10 F D 3,846 $15.21 54,667 D — —
16 Common Common Stock 2021-12-10 M A 909 $15.21 55,576 D — —
17 Derivative Restricted Stock Units 2021-12-10 M D 11,061 — 11,957 D — · — to — 11,061 Common Stock (F5) As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,061 of which vested on 12/10/21 and 11,062 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 180.4731 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 897 vested RSU dividend equivalent rights and a de minimus adjustment of 0.2183 due to fractional rounding of the dividend. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
18 Derivative Restricted Stock Units 2021-12-10 M D 8,200 — 0 D — · — to — 8,200 Common Stock (F4) As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which vested on 12/10/20, and 8,200 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.8933 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 909 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3483 due to fractional rounding of the dividend. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
19 Derivative Restricted Stock Units 2021-12-10 M D 16,501 — 34,125 D — · — to — 16,501 Common stock (F6) As previously reported, on 12/10/20 the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 403.8477 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 562 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7255 due to fractional rounding of the dividend. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
20 Derivative Restricted Stock Units 2021-12-09 A A 56,892 — 56,892 D — · — to — 56,892 Common stock (F7) On 12/09/21 the reporting person was granted 56,892 RSUs, 18,964 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.