Form 4 for HPE Hewlett Packard Enterprise
Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0001062993-21-012824 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-13 | 2021-12-10 | HPE | Black Thomas E Jr | SVP, GM of Storage | F - Tax | $15.21 | -15.5K | 33.7K | -31% | -$235.6K |
| DM | 2021-12-13 | 2021-12-10 | HPE | Black Thomas E Jr | SVP, GM of Storage | M - OptEx | $15.21 | +49.6K | 34.4K | New | +$755.2K |
| DM | 2021-12-13 | 2021-12-10 | HPE | Black Thomas E Jr | SVP, GM of Storage | M - OptEx | — | -46.6K | 42.7K | -52% | — |
| D | 2021-12-13 | 2021-12-09 | HPE | Black Thomas E Jr | SVP, GM of Storage | A - Grant | — | +97.5K | 97.5K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-10 | F | D | 4,152 | $15.21 | 19,998 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-10 | M | A | 9,152 | $15.21 | 9,152 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-10 | F | D | 2,559 | $15.21 | 6,593 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-10 | M | A | 1,003 | $15.21 | 7,596 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-10 | F | D | 281 | $15.21 | 7,315 | D | — | — | |
| 6 | Common | Common Stock | 2021-12-10 | M | A | 16,835 | $15.21 | 24,150 | D | — | — | |
| 7 | Common | Common Stock | 2021-12-10 | F | D | 277 | $15.21 | 34,160 | D | — | — | |
| 8 | Common | Common Stock | 2021-12-10 | M | A | 1,330 | $15.21 | 21,328 | D | — | — | |
| 9 | Common | Common Stock | 2021-12-10 | F | D | 329 | $15.21 | 20,999 | D | — | — | |
| 10 | Common | Common Stock | 2021-12-10 | M | A | 20,627 | $15.21 | 41,626 | D | — | — | |
| 11 | Common | Common Stock | 2021-12-10 | F | D | 7,891 | $15.21 | 33,735 | D | — | — | |
| 12 | Common | Common Stock | 2021-12-10 | M | A | 702 | $15.21 | 34,437 | D | — | — | |
| 13 | Derivative | Restricted Stock Units | 2021-12-10 | M | D | 16,835 | — | 18,164 | D | — · — to — | 16,835 Common Stock | (F3) As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,330 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8290 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 14 | Derivative | Restricted Stock Units | 2021-12-10 | M | D | 9,152 | — | 0 | D | — · — to — | 9,152 Common Stock | (F2) As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,003 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9976 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 15 | Derivative | Restricted Stock Units | 2021-12-09 | A | A | 97,529 | — | 97,529 | D | — · — to — | 97,529 Common Stock | (F5) On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 16 | Derivative | Restricted Stock Units | 2021-12-10 | M | D | 20,627 | — | 42,655 | D | — · — to — | 20,627 Common Stock | (F4) As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1653 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |