InsiderTrades

Form 4 for HPE Hewlett Packard Enterprise

Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0001062993-21-012826 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2021-12-13 2021-12-10 HPE Karros Kirt P SVP, Fin, Treas M - OptEx $15.21 +48.5K 23.6K New +$737.3K
DM 2021-12-13 2021-12-10 HPE Karros Kirt P SVP, Fin, Treas F - Tax $15.21 -16.8K 31.3K -35% -$255.0K
D 2021-12-13 2021-12-09 HPE Karros Kirt P SVP, Fin, Treas A - Grant — +48.8K 48.8K New —
DM 2021-12-13 2021-12-10 HPE Karros Kirt P SVP, Fin, Treas M - OptEx — -45.3K 37.0K -55% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-12-10 M A 609 $15.21 31,921 D — —
2 Common Common Stock 2021-12-10 M A 13,727 $15.21 13,727 D — —
3 Common Common Stock 2021-12-10 F D 4,747 $15.21 8,980 D — —
4 Common Common Stock 2021-12-10 M A 1,504 $15.21 10,484 D — —
5 Common Common Stock 2021-12-10 F D 521 $15.21 9,963 D — —
6 Common Common Stock 2021-12-10 F D 211 $15.21 31,710 D — —
7 Common Common Stock 2021-12-10 F D 4,730 $15.21 18,911 D — —
8 Common Common Stock 2021-12-10 M A 1,081 $15.21 19,992 D — —
9 Common Common Stock 2021-12-10 F D 374 $15.21 19,618 D — —
10 Common Common Stock 2021-12-10 M A 17,876 $15.21 37,494 D — —
11 Common Common Stock 2021-12-10 F D 6,182 $15.21 31,312 D — —
12 Common Common Stock 2021-12-10 M A 13,678 $15.21 23,641 D — —
13 Derivative Restricted Stock Units 2021-12-09 A A 48,765 — 48,765 D — · — to — 48,765 Common Stock (F8) On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
14 Derivative Restricted Stock Units 2021-12-10 M D 13,727 — 0 D — · — to — 13,727 Common Stock (F3) The number of derivative securities in column 5 also includes 1,504 vested dividend equivalent rights and a de minimus adjustment of 0.5302 due to fractional rounding of the dividend equivalent rights. (F2) As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,727 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 136.8140 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 103.6000 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 114.0748 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 111.9810 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
15 Derivative Restricted Stock Units 2021-12-10 M D 13,678 — 14,758 D — · — to — 13,678 Common Stock (F5) The number of derivative securities in column 5 also includes 1,081 vested dividend equivalent rights and a de minimus adjustment of 0.3569 due to fractional rounding of the dividend equivalent rights. (F4) As previously reported, on 12/10/19 the reporting person was granted 41,035 RSUs, 13,678 of which vested on 12/10/20, 13,678 of which vested on 12/10/21, and 13,679 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 272.6611 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 206.4679 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 227.3435 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 223.1706 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
16 Derivative Restricted Stock Units 2021-12-10 M D 17,876 — 36,968 D — · — to — 17,876 Common Stock (F6) As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 534.5183 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 404.7547 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F7) The number of derivative securities in column 5 also includes 609 vested dividend equivalent rights and a de minimus adjustment of 0.5500 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.