InsiderTrades

Form 4 for HPE Hewlett Packard Enterprise

Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0001062993-21-012827 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2021-12-13 2021-12-10 HPE Hotard Justin SVP, GM, HPC, AI M - OptEx $15.21 +61.9K 17.2K New +$941.5K
DM 2021-12-13 2021-12-10 HPE Hotard Justin SVP, GM, HPC, AI F - Tax $15.21 -21.9K 16.5K -57% -$332.9K
DM 2021-12-13 2021-12-10 HPE Hotard Justin SVP, GM, HPC, AI M - OptEx — -57.5K 19.3K -75% —
D 2021-12-13 2021-12-09 HPE Hotard Justin SVP, GM, HPC, AI A - Grant — +97.5K 97.5K New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-12-10 M A 21,734 $15.21 21,734 D — —
2 Common Common Stock 2021-12-10 F D 6,901 $15.21 14,833 D — —
3 Common Common Stock 2021-12-10 F D 285 $15.21 40,012 D — —
4 Common Common Stock 2021-12-10 M A 609 $15.21 40,297 D — —
5 Common Common Stock 2021-12-10 F D 7,817 $15.21 39,688 D — —
6 Common Common Stock 2021-12-10 M A 17,876 $15.21 47,505 D — —
7 Common Common Stock 2021-12-10 F D 449 $15.21 29,629 D — —
8 Common Common Stock 2021-12-10 M A 1,413 $15.21 30,078 D — —
9 Common Common Stock 2021-12-10 F D 5,680 $15.21 28,665 D — —
10 Common Common Stock 2021-12-10 M A 17,887 $15.21 34,345 D — —
11 Common Common Stock 2021-12-10 F D 756 $15.21 16,458 D — —
12 Common Common Stock 2021-12-10 M A 2,381 $15.21 17,214 D — —
13 Derivative Restricted Stock Units 2021-12-10 M D 21,734 — 0 D — · — to — 21,734 Common Stock (F2) As previously reported, on 12/10/18, the reporting person was granted 65,202 Restricted Stock Units ("RSUs"), 21,734 of which vested on each of 12/10/19 and 12/10/20, and 21,734 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 2,381 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4371 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
14 Derivative Restricted Stock Units 2021-12-09 A A 97,529 — 97,529 D — · — to — 97,529 Common Stock (F5) On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
15 Derivative Restricted Stock Units 2021-12-10 M D 17,876 — 36,968 D — · — to — 17,876 Common Stock (F4) As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 609 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5500 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
16 Derivative Restricted Stock Units 2021-12-10 M D 17,887 — 19,299 D — · — to — 17,887 Common Stock (F3) As previously reported, on 12/10/19, the reporting person was granted 53,662 RSUs, 17,887 of which vested on 12/10/20, 17,887 of which vested on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,413 vested RSU dividend equivalent rights and a de minimus adjustment of 0.2970 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.