InsiderTrades

Form 4 for HPE Hewlett Packard Enterprise

Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0001062993-21-012828 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2021-12-13 2021-12-09+ HPE ROBBIATI TAREK EVP, CFO F - Tax $15.28 -134.4K 144.0K -48% -$2.05M
DM 2021-12-13 2021-12-10 HPE ROBBIATI TAREK EVP, CFO M - OptEx $15.21 +152.8K 145.0K New +$2.32M
DM 2021-12-13 2021-12-09 HPE ROBBIATI TAREK EVP, CFO A - Grant $15.38 +125.6K 71.1K New +$1.93M
DM 2021-12-13 2021-10-06+ HPE ROBBIATI TAREK EVP, CFO A - Grant — +197.7K 239.3K +475% —
DM 2021-12-13 2021-12-10 HPE ROBBIATI TAREK EVP, CFO M - OptEx — -143.0K 125.8K -53% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-12-10 F D 30,170 $15.21 142,912 D — —
2 Common Common Stock 2021-12-10 M A 60,850 $15.21 173,082 D — —
3 Common Common Stock 2021-12-10 F D 1,648 $15.21 112,232 D — —
4 Common Common Stock 2021-12-10 M A 3,323 $15.21 113,880 D — —
5 Common Common Stock 2021-12-10 F D 20,868 $15.21 110,557 D — —
6 Common Common Stock 2021-12-10 M A 42,088 $15.21 131,425 D — —
7 Common Common Stock 2021-12-10 F D 2,175 $15.21 89,337 D — —
8 Common Common Stock 2021-12-10 M A 4,386 $15.21 91,512 D — —
9 Common Common Stock 2021-12-10 F D 19,851 $15.21 87,126 D — —
10 Common Common Stock 2021-12-10 M A 40,037 $15.21 106,977 D — —
11 Common Common Stock 2021-12-09 F D 27,019 $15.38 66,940 D — —
12 Common Common Stock 2021-12-09 A A 54,493 $15.38 93,959 D — — (F4) On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
13 Common Common Stock 2021-12-09 F D 31,612 $15.38 39,466 D — —
14 Common Common Stock 2021-12-09 A A 71,078 $15.38 71,078 D — — (F3) As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. (F1) The total direct beneficial ownership reflects a decrease of 30,310 shares due to the transfer into the Robbiati Family Trust dated 02/04/20 on 12/03/21.
15 Common Common Stock 2021-12-10 M A 2,069 $15.21 144,981 D — —
16 Common Common Stock 2021-12-10 F D 1,026 $15.21 143,955 D — —
17 Derivative Restricted Stock Units 2021-10-06 A A 686.35 — 93,351.35 D — · — to — 686.35 Common Stock (F6) As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 686.3494 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
18 Derivative Restricted Stock Units 2021-12-10 M D 40,037 — 0 D — · — to — 40,037 Common Stock (F7) As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19; 40,037 of which vested on 12/10/20, and 40,037 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 326.6105 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 4,386 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4661 due to fractional rounding of the dividend. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
19 Derivative Restricted Stock Units 2021-12-09 A A 195,059 — 195,059 D — · — to — 195,059 Common Stock (F11) On 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
20 Derivative Restricted Stock Units 2021-12-10 M D 42,088 — 45,410 D — · — to — 42,088 Common Stock (F8) As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 686.6839 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 3,323 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5385 due to fractional rounding of the dividend. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
21 Derivative Restricted Stock Units 2021-12-10 M D 60,850 — 125,835 D — · — to — 60,850 Common Stock (F9) As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, and 60,850 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,489.1910 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,069 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6020 due to fractional rounding of the dividend. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
22 Derivative Restricted Stock Units 2021-10-06 A A 1,906.01 — 239,256.02 D — · — to — 1,906.01 Common Stock (F10) As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which will vest on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,906.0095 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.