InsiderTrades

Form 4 for HPE Hewlett Packard Enterprise

Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0001062993-21-012829 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2021-12-13 2021-12-10 HPE Ricci Jeff T SVP, Ctrl, PAO F - Tax $15.21 -15.4K 18.9K -45% -$235.0K
DM 2021-12-13 2021-12-10 HPE Ricci Jeff T SVP, Ctrl, PAO M - OptEx $15.21 +46.4K 36.7K New +$705.7K
DM 2021-12-13 2021-12-10 HPE Ricci Jeff T SVP, Ctrl, PAO M - OptEx — -43.3K 37.0K -54% —
D 2021-12-13 2021-12-09 HPE Ricci Jeff T SVP, Ctrl, PAO A - Grant — +48.8K 48.8K New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-12-10 F D 515 $15.21 9,953 D — —
2 Common Common Stock 2021-12-10 F D 6,182 $15.21 30,549 D — —
3 Common Common Stock 2021-12-10 F D 211 $15.21 30,947 D — —
4 Common Common Stock 2021-12-10 M A 13,251 $15.21 13,251 D — —
5 Common Common Stock 2021-12-10 F D 4,271 $15.21 8,980 D — —
6 Common Common Stock 2021-12-10 M A 1,488 $15.21 10,468 D — —
7 Common Common Stock 2021-12-10 M A 609 $15.21 31,158 D — —
8 Common Common Stock 2021-12-10 M A 12,188 $15.21 22,141 D — —
9 Common Common Stock 2021-12-10 F D 3,929 $15.21 18,212 D — —
10 Common Common Stock 2021-12-10 M A 983 $15.21 19,195 D — —
11 Common Common Stock 2021-12-10 F D 340 $15.21 18,855 D — —
12 Common Common Stock 2021-12-10 M A 17,876 $15.21 36,731 D — —
13 Derivative Restricted Stock Units 2021-12-10 M D 12,188 — 13,170 D — · — to — 12,188 Common Stock (F5) The number of derivative securities in column 5 also includes 983 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6230 due to fractional rounding of the dividend. (F4) As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,188 of which vested on 12/10/21, and 12,189 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 242.9601 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 183.9774 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 202.5789 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 198.8606 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
14 Derivative Restricted Stock Units 2021-12-09 A A 48,765 — 48,765 D — · — to — 48,765 Common Stock (F8) On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
15 Derivative Restricted Stock Units 2021-12-10 M D 13,251 — 0 D — · — to — 13,251 Common Stock (F3) The number of derivative securities in column 5 also includes 1,488 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7057 due to fractional rounding of the dividend. (F2) As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,251 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 132.0698 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 100.0075 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 110.1191 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 108.0979 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
16 Derivative Restricted Stock Units 2021-12-10 M D 17,876 — 36,968 D — · — to — 17,876 Common Stock (F6) As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 534.5183 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 404.7547 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F7) The number of derivative securities in column 5 also includes 609 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5500 due to fractional rounding of the dividend. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.