Form 4 for HPE Hewlett Packard Enterprise
Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0001062993-21-012830 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-13 | 2021-12-10 | HPE | Mottram Phil | Pres, Intelligent Edge | M - OptEx | $15.21 | +22.7K | 12.7K | New | +$345.9K |
| DM | 2021-12-13 | 2021-12-10 | HPE | Mottram Phil | Pres, Intelligent Edge | F - Tax | $15.21 | -7,866 | 12.2K | -39% | -$119.6K |
| DM | 2021-12-13 | 2021-07-07+ | HPE | Mottram Phil | Pres, Intelligent Edge | A - Grant | — | +98.4K | 47.8K | New | — |
| DM | 2021-12-13 | 2021-12-10 | HPE | Mottram Phil | Pres, Intelligent Edge | M - OptEx | — | -21.8K | 34.1K | -39% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-10 | M | A | 5,261 | $15.21 | 14,059 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-10 | F | D | 5,707 | $15.21 | 23,305 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-10 | F | D | 195 | $15.21 | 23,672 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-10 | M | A | 562 | $15.21 | 23,867 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-10 | M | A | 16,501 | $15.21 | 29,012 | D | — | — | |
| 6 | Common | Common Stock | 2021-12-10 | F | D | 144 | $15.21 | 12,511 | D | — | — | |
| 7 | Common | Common Stock | 2021-12-10 | M | A | 416 | $15.21 | 12,655 | D | — | — | |
| 8 | Common | Common Stock | 2021-12-10 | F | D | 1,820 | $15.21 | 12,239 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2021-07-07 | A | A | 86.57 | — | 5,750.57 | D | — · — to — | 86.57 Common Stock | (F2) As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which will vest on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 43.6870 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 42.8851 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 10 | Derivative | Restricted Stock Units | 2021-12-10 | M | D | 5,261 | — | 5,675 | D | — · — to — | 5,261 Common Stock | (F3) As previously reported, on 12/10/19, the reporting person was granted 15,783 RSUs, 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 87.4404 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 85.8355 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 416 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4424 due to fractional rounding of the dividend. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 11 | Derivative | Restricted Stock Units | 2021-12-09 | A | A | 97,529 | — | 97,529 | D | — · — to — | 97,529 Common Stock | (F6) On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 12 | Derivative | Restricted Stock Units | 2021-07-07 | A | A | 773.86 | — | 47,765.86 | D | — · — to — | 773.86 Common Stock | (F5) As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which will vest on each of 05/28/22, 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 390.5152 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 383.3474 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 13 | Derivative | Restricted Stock Units | 2021-12-10 | M | D | 16,501 | — | 34,125 | D | — · — to — | 16,501 Common Stock | (F4) As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 411.3989 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 403.8477 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 562 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7255 due to fractional rounding of the dividend. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |